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JEFFERSON COUNTY
BOARD OF COUNTY COMMISSIONERS
CONSENT AGENDA REQUEST
TO:
Board of County Commissioners
FROM:
Philip Morley, County Admini~trato
DATE:
April 9, 2012
RE:
Employment Agreement for Carl Smith as Director of Community
Development
STATEMENT OF ISSUE: County Commissioner approval is requested of the attached
Employment Agreement for Carl Smith as Director of Community Development. Mr. Smith has
been selected to be the next Director of Jefferson County's Department of Community
Development after an extensive recruitment and candidate evaluation process, including a public
interview the Board of County Commissioners conducted with Mr. Smith on April 2, 2012.
ANALYSIS: As Director of the Department of Community Development Mr.
Smith fills a critical position serving the citizens of Jefferson County, left vacant by the
retirement of Al Scalf.
Carl Smith brings over ten years of senior management experience
directing community development departments for local government in Alaska and Washington.
He has a track record of success working with diverse community interests, helping property
owners and communities fu1fi1l their visions, and successfully balancing individual property
rights with protection for neighboring properties and a shared environment. Mr. Smith is
presently Lands Manager for Pang- Vik a native village corporation in Naknek, Alaska, and
served as Planning Director for Bristol Bay Borough Alaska He held a management position
with the Port of Tacoma, and before that, directed planning and permitting for the cities of Fife,
Woodinville, and Mountlake Terrace. Mr. Smith holds a Master's Degree in Environmental
Planning and a Bachelor's Degree in Biological Science. Mr. Smith holds certification from the
American Institute of Certified Planners, is a LEED Accredited Professional, and holds
numerous other professional certifications. A resident of Quilcene, he is already familiar with
Jefferson County.
FISCAL IMPACT: Since this position was vacant for the first four months of 20 12,
funding for the position is well within the 2012 adopted County Budget for the Department of
Community Development.
RECOMMENDATION: Approve the attached Employment Agreement.
vl.02-
Date
EMPLOYMENT AGREEMENT
CARL SMITH
TIllS AGREEMENT is made and entered into this 9th day of April, 2012 by and between
Jefferson County, Washington, a municipal corporation, hereinafter called 'Employer,' and Carl Smith
hereinafter called 'Employee,' both of whom agree as follows:
WITNESSETH:
WHEREAS, Employer desires to retain the services of said Carl Smith as Jefferson County's
Director of Community Development; and
WHEREAS, it is the desire of the Board of County Commissioners of Jefferson County
Washington, on behalf of the Employer, to provide certain benefits, establish certain conditions of
employment and to set working conditions of said Employee; and
WHEREAS, it is the desire of the Employer to (1) secure and retain the services of Employee and
to provide inducement for him to remain in such employment, (2) to make possible full work productivity
by assuring Employee's morale and peace of mind with respect to future security, (3) to act as a deterrent
against malfeasance or dishonesty for personal gain on the part of Employee, and (4) to provide a just
means for terminating Employee's services; and
WHEREAS, Employee desires to accept employment as Director of Community Development
for Jefferson County, Washington;
NOW, THEREFORE, in consideration of the mutual covenants herein contained, the parties
agree as follows:
Section 1. Duties
Employer hereby agrees to employ said Carl Smith as the Director of Community Development
for Jefferson County to perform the functions and duties as specified in the Job Description for the
Director of Community Development as presently adopted and as may be amended in the future, and as
specified in state law and by the Ordinances of said County, and to perform other legally permissible
and proper duties and functions as the Employer or its designee shall assign from time to time.
Section 2. Term
1. Employee shall be employed for an indefinite term commencing on May 1, 2012, and shall serve
at the pleasure of the County Administrator. Employee shall be considered an "at-will" employee of the
Employer.
2. Nothing in this agreement shall prevent, limit or otherwise interfere with the right of the
Employer to terminate the services of Employee at any time, subject only to the provisions set forth in
Section 3 of this agreement
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Carl Smith Employment Agreement
3. Nothing in this agreement shall prevent, limit or otherwise interfere with the right of the
Employee to resign at any time from his position with Employer, subject only to the provision set forth
in Section 3, paragraph 5, of this agreement
4. Employee is hereby granted continuing employment statos with Employer and agrees to remain
in the exclusive employ of the Employer and neither to accept other employment nor to become
employed by any other employer except as provided herein.
5. The term "employed" shall not be construed to include occasional teaching, writing or consulting
service performed on employee's own time off, provided they are consistent with Chapter 42.23 RCW
and Jefferson County's Code of Ethics.
Section 3. Termination and Severance
1. In the event Employer no longer wishes to avail itself of the services of Employee, Employer
shall endeavor to give Employee one (1) month advance notice so that he may obtain suitable
employment elsewhere. In such case, the Employer shall provide Employee time off and/or other
flexibility in work duties as may be necessary to seek other employment
2. After the evaluation period, should the Employee be terminated by the Employer without cause
during such time that Employee is willing and able to perform his duties under this agreement, then the
Employer agrees to pay Employee, as severance, a cash payment equal to three (3) months of
Employee's then current annual compensation, including salary and the amount paid by Employer for
Employee's health, dental and vision coverage. Such payment shall fully and finally release the
Employer from any and all further obligations to Employee under this Agreement Further, the payment
of said severance is expressly conditioned upon the Employee and the Employer executing an
employment release and settlement agreement in a form that is mutually agreeable to the Employer and
the Employee. Any severance shall be paid in a lump sum within thirty (30) days of termination unless
otherwise agreed to by Employer and Employee.
3. In the event Employee is terminated for cause, Employer shall have no obligation to pay the
aggregate severance sum designated in this section.
4. If the Employee resigns following an offer to accept resignation, whether formal or informal, by
the Employer as representative of the majority of the Board of County Commissioners, then the
Employee may declare a termination. If such a termination is declared, then the provisions of Section 3,
Subsection 2 shall apply to this declared termination.
5. The Employee shall give Employer one (1) month notice in advance of his voluntarily
resignation from the appointed position, unless the parties otherwise agree.
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Carl Smith Employment Agreement
Section 4. Salarv
1. Employer agrees to start Employee on the Exempt Salary Matrix at Grade 21, Step 5 ($76,044.24
annually).
2. Annual step increases will be provided in the same manner as other Exempt employees of the
Employer pursuant to the salary rates of the Exempt Salary Matrix.
Section 5. Performance Evaluation
1. Employee shall have a six (6) month evaluation period. In the event extenuating circumstances
interrupt the evaluation period or result in unsatisfactory completion, the County Administrator may
extend the evaluation period for up to an additional 6 (six) months. Employee may be terminated
without notice and without cause during the evaluation period or at its completion. Performance of
Employee will be evaluated in writing by the County Administrator at least once every 3 (three) months
during the evaluation period. The County Administrator shall review the performance of Employee at
the end of the trial period and may document successful completion of the evaluation period by
approving a Payroll Status Change Form, a copy of which will be placed in Employee's employment
personnel file.
2. The County Administrator shall review and evaluate the performance of Employee in writing at
least once every 12 (twelve) months from the date of employment.
Section 6. Hours of Work
It is recognized that Employee may be required to devote time outside normal office hours, and
to that end Employer recognizes that there will be occasions at which Employee will work non-
traditional hours. Both parties recognize that Employee is an Exempt employee as defined by the Fair
Labor Standards Act.
Section 7. Automobile
If Employee is required through circumstance to use their own automobile for business
Employee is entitled to receive mileage allowance in accordance with the Personnel Administration
Manual,Appendix "D" - Travel and Transportation Policy and Procedures.
Section 8. Office Eauiument
Employee's duties require that he shall have unrestricted use at all times during employment
with Employer of a personal computer, including hardware, software and printer and shall be subject to
the same use restrictions as outlined in the Jefferson County Personnel Administration Manual and
County policy.
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Carl Smith Employment Agreement
Section 9. Personal Time Off. Holidavs. and Bereavement
1. As of May 1,2012, employee's starting Personal Time Off (p.T.O.) account will be credited with
80 hours (10 days).
2. Personal Time Offis in lieu of vacation and sick leave. In addition to the starting P.T.O. account
balance above, P.T.O. shall be earned., accrued, used and administered pursuant to Chapter 6 Section 3.0
of the Jefferson County Personnel Admini.,tration Manual, and shall accrue monthly on a pro rated
basis. Use ofP.T.O. during Employee's evaluation period is limited and by approval of the County
Administrator. In the event Employee leaves County employment during the evaluation period, the
P.T.O. bank is not eligible for cash out.
3. Employee shall be entitled to holidays pursuant to Chapter 6 Section 4.0 of the Jefferson County
Personnel Administration Manual. This includes one (1) floating non-accruing holiday banked on
Employee's anniversary date.
4. Employee may avail himself to the same consideration with regard to bereavement leave as is
afforded all other general employees of employer.
5. Refer to Chapter 6 section 3.5.3 of the Jefferson County Personnel Administration Manual for
the P.T.O. Banking and cash out policy.
Section 10. Disabilitv. Health and Life Insurance Benefits
Employer agrees to put into force and to make required premium payments for Employee for
health and welfare benefits under the terms and conditions afforded other Exempt staff of Jefferson
County.
Employer will pay COBRA premiums for Employee until Employer's health coverage for
Employee becomes effective.
Section 11. Retirement
Employee shall be a contributing member of the Washington State Public Employees Retirement
System (PERS) and Social Security in the same manner afforded all other Exempt staff of Jefferson
County, and Employer shall make employer contributions as afforded all other Exempt staff of the
Employer.
Section 12. Dues and Subscrintions
Employer agrees to pay for the professional dues and subscriptions of Employee necessary for
his full participation in national, state and local chapters of the American Planning Association and the
American Institute of Certified Planners for his continued professional participation, growth and
advancement, and for the good of the Employer, as budgeted.
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Carl Smith Employment Agreement
Section 13. Professional Development
Employer agrees pay the registration, travel and subsistence expenses of Employee for meetings
and conferences of professional associations, state, and regional groups of which Employee serves as a
member, as budgeted funds allow. Time while at such meetings and conferences is considered time
worked.
Section 14. General Expenses
Employer recognizes that certain expenses of a non-personal and generally job-affiliated nature
are incurred by Employee, and hereby agrees to reimburse or to pay said general expenses and the
County Auditor is hereby authorized to disburse such monies upon receipt of du1y executed expense or
petty cash vouchers, receipts, statements or personal affidavits. Such payments are to be regu1ated by the
disbursement ru1es of Employer.
Section 15. Civic Club Memberships
Employer recognizes the desirability of representation in and before local, civic and other
organ;7ations, and Employee is authorized to become a member of various civic groups at his own
expense under the same provisions as other employees of the Employer.
Section 16. Indemnification and Bond
1. Employer shall defend, save harmless and indemnify Employee against any tort, professional
liability claim or demand or any other legal action, whether groundless or otherwise, arising out of an
alleged act or omission occurring in the performance of Employee's duties resu1ting from the exercise of
judgment or discretion in connection with the performance of duties or responsibilities, unless the act or
omission involve willful or wanton conduct. The Employee may request and the Employer shall
indemnify Employee against any and all losses, damages, judgments, interest, settlements, fines, court
costs and other reasonable costs and expenses of legal proceedings including attorney's fees, and any
other liabilities incurred by, imposed upon, or suffered by such Employee in connection with or
resu1ting from any claim, action, suit, or proceeding, actual or threatened, arising out of or in connection
with the performance ofhis duties. Any settlement of any claim against Employee individually must be
made with prior approval of the Employer for indemnification, as provided in this Section, to be
available.
Further, Employer agrees to pay all reasonable litigation expenses of Employee throughout the
pendency of any litigation to which the Employee is a party, witness or advisor to the Employer. Such
expense payments shall continue beyond Employee's service to the Employer as long as litigation is
pending. Further, Employer agrees to pay Employee reasonable consu1ting fees travel expenses when
Employee serves as a witness, advisor or consu1tant to Employer beyond Employee's service to the
Employer regarding pending litigation.
2. Employer shall bear the full cost of any fidelity or other bonds required of the Employee under
any law or ordinance.
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Carl Smith Employment Agreement
Section 17. Other Terms and Conditions ofEmnlovment
I. The Employer, in consultation with the Employee, shall :fix any such other terms and conditions
of employment, as it may determine from time to time, relating to the performance of Employee,
provided such terms and conditions are not inconsistent with or in conflict with the provisions of this
agreement, the ordinances, or any other law.
2. All provisions of the Code of Ordinances, and regulations and rules of the Employer relating to
personal time o~ holidays and other fringe benefits and working conditions as they now exist or
hereafter may be amended, also shall apply to Employee as they would to other Exempt employees of
Employer, in addition to said benefits enumerated specifically for the benefit of Employee except as
herein provided.
Section 18. No Reduction of Benefits
Employer shall not at any time during the term of this agreement reduce the salary, compensation
or other financial benefits of Employee, except to the degree of such a reduction across-the-board for all
management employees of the Employer.
Section 19. Notices
1. Notices pursuant to this agreement shall be given by deposit in the custody of the United States
Postal Service, certified mail, postage prepaid, addressed as follows:
EMPLOYER:
Jefferson County, Washington
County Administrator
P.O. Box 1220
Port Townsend, Washington 98368
EMPLOYEE:
Carl Smith
71 Chickadee Lane
P.O. Box 868
Quilcene, WA 98376
Either party shall notify the other in writing as to a change in address, and that address shall be
substituted for pmposes of mailed notice under this subsection.
2. Alternatively, notices required pursuant to this agreement may be personally served in the same
manner as provided by law. Notice shall be deemed given as of the date of personal service or as of the
date of deposit of such written notice in the course of transmission in the United States Postal Service.
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Carl Smith Employment Agreement
Section 20. General Provisions
1. The text herein shall constitute the entire agreement between the parties.
2. This agreement shall be binding upon and inure to the benefit of the heirs at law and executors of
Employee.
3. Upon ratification, this agreement shall become effective May 1,2012.
4. If any provision, or any portion thereof, contained in this agreement is held unconstitutional,
invalid or unenforceable, the remainder of this agreement, or portion thereof, shall be deemed severable,
shall not be affected and shall remain in full force and effect.
5. Jefferson County, as a political subdivision and local government of the State of Washington, is
subject to the Public Records Act, codified at Chapter 42.56 RCW, and as such this Agreement (and any
attachments) is a "Public Record" subject to that state law.
6. Any amendment to this agreement must be in writing and executed by all parties.
REMAINDER OF PAGE INTENTIONALLY BLANK
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Carl Smith Employment Agreement
Section 21. Exuiration
This agreement shall renew automatically on May 1 of every year beginning on May 1, 2013,
unless either the Employer or Employee terminate the Agreement in a manner consistent with Section 3
of this Agreement If termination of this Agreement is undertaken by either party to this Agreement in a
manner consistent with Section 3 of this Agreement and if the terms of Section 3 and this Section are in
conflict, then the terms of Section 3 shall control.
IN WITNESS WHEREOF, the Board of County Commissioners has caused this agreement to be
signed and executed and duly attested by its Clerk and the Employee has signed and executed this
agreement the day and year first written above.
EXECUTED this 9th day of April, 2012.
EMPLOYER:
BOARD OF COMMISSIONERS
EMPLOYEE:
John Austin, Chair
Carl Smith
ATTEST:
APPROVED AS TO FORM ONLY:
cD~
Raina Randall, Deputy Clerk of the Board
David Alvarez, Deputy Pro
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