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HomeMy WebLinkAbout061112_ca04 Local Agency Standard Consultant Agreement ®Architectural/Engineering Agreement ? Personal Services Agreement Agreement Number Federal Aid Number Agreement Type (Choose one) ? Lump Sum Lump Sum Amount $ ? Cost Plus Fixed Fee Overhead Progress Payment Rate Overhead Cost Method ? Actual Cost ? Actual Cost Not to Exceed ? Fixed Rate Fixed Fee $ Consultant/Address/Telephone Tetra Tech, Inc. 1420 Fifth Avenue, Suite 600 Seattle, WA 98101 Project Title And Work Description PORT HADLOCK WASTEWATER FACILITY FINAL DESIGN SERVICES, RECLAMATION PLANT AND INFLUENT PIPELINE DBE Participation % ? Yes ®No % Federal ID Number or Social Security Number 95-4148-514 Do you require a 1099 for IRS. Completion Date ? Yes ®No 12/31/2013 Total Amount Authorized $ 1,726,954 Management Reserve Fund ® Specific Rates Of Pay ® Negotiated Hourly Rate ? Provisional Hourly Rate ? Cost Per Unit Maximum Amount Payable $ 1,726,954 Index of Exhibits (Check all that apply): ® Exhibit A-1 Scope of Work ® Exhibit G-2 Fee-Sub Specific Rates ? Exhibit A-2 Task Order Agreement ? Exhibit G-3 Sub Overhead Cost ? Exhibit B-1 DBE Utilization Certification ® Exhibit H Title VI Assurances ® Exhibit C Electronic Exchange of Data ® Exhibit I Payment Upon Termination of Agreement ? Exhibit D-1 Payment - Lump Sum ® Exhibit J Alleged Consultant Design Error Procedures ? Exhibit D-2 Payment - Cost Plus ® Exhibit K Consultant Claim Procedures ® Exhibit D-3 Payment - Hourly Rate ? Exhibit L Liability Insurance Increase ? Exhibit D4 Payment - Provisional ® Exhibit M-la Consultant Certification ? Exhibit E-1 Fee - Lump/Fixed/Unit t M-lb Agency Official Certification ® Exhibit E-2 Fee - Specific Rates ® Exhibit M-2 Certification - Prima ® Exhibit F Overhead Cost ® Exhibit M-3 Lobbying Certification ® Exhibit G Subcontracted Work Z Exhibit M-4 Pricing Data Certification Exhibit G-1 Subeensultant Fee - - -- - ? A _ 31:910 Supplemental Signature-Page THIS AGREEMENT, made and entered into this day of , between the Local Agency of Jefferson County, Washington, hereinafter called the "AGENCY", and the above organization hereinafter called the "CONSULTANT" DOT Form 140-089 EF Revised 3/2008 PW Forms/Standard Consultant Agreement with Exhibits Revised 2/14/2012 A WITNESSETH THAT: WHEREAS, the AGENCY desires to accomplish the above referenced project, and WHEREAS, the AGENCY does not have sufficient staff to meet the required commitment and therefore deems it advisable and desirable to engage the assistance of a CONSULTANT to provide the necessary services for the PROJECT; and WHEREAS, the CONSULTANT represents that he/she is in compliance with the Washington State Statutes relating to professional registration, if applicable, and has signified a willingness to furnish Consulting services to the AGENCY, NOW THEREFORE, in consideration of the terms, conditions, covenants and performance contained herein, or attached and incorporated and made a part hereof, the parties hereto agree as follows: I General Description of Work The work under this AGREEMENT shall consist of the above described work and services as herein defined and necessary to accomplish the completed work for this PROJECT. The CONSULTANT shall furnish all services, labor, and related equipment necessary to conduct and complete the work as designated elsewhere in this AGREEMENT. II Scope of Work The Scope of Work and projected level of effort required for this PROJECT is detailed in Exhibit "A" attached hereto and by this reference made a part of this AGREEMENT. III General Requirements All aspects of coordination of the work of this AGREEMENT with outside agencies, groups, or individuals shall receive advance approval by the AGENCY. Necessary contacts and meetings with agencies, groups, and/or individuals shall be coordinated through the AGENCY. The CONSULTANT shall attend coordination, progress and presentation meetings with the AGENCY and/or such Federal, State, Community, City or County officials, groups or individuals as may be requested by the AGENCY. The AGENCY will provide the CONSULTANT sufficient notice prior to meetings requiring CONSULTANT participation. The minimum required hours or days notice shall be agreed to between the AGENCY and the CONSULTANT and shown in Exhibit "A." The CONSULTANT shall prepare a monthly progress report, in a form approved by the AGENCY, which will outline in written and graphical form the various phases and the order of performance of the work in sufficient detail so that the progress of the work can easily be evaluated. The CONSULTANT, and each SUBCONSULTANT, shall not discriminate on the basis of race, color, national origin, or sex in the performance of this contract. The CONSULTANT, and each SUBCONSULTANT, shall carry out applicable requirements of 49 CFR Part 26 in the award and administration of contracts. Failure by the CONSULTANT to carry out these requirements is a material breach of this AGREEMENT that may result in the termination of this AGREEMENT. Participation for Disadvantaged Business Enterprises (DBE), if required, per 49 CFR Part 26, or participation of Minority Business Enterprises (MBE), and Women Business Enterprises (WBE), shall be shown on the heading of this AGREEMENT. If D/M/WBE firms are utilized, the amounts authorized to each firm and their certification number will be shown on Exhibit "B" attached hereto and by this reference made a part of this AGREEMENT. All Reports, PS&E materials, and other data furnished to the CONSULTANT by the AGENCY shall be returned. All electronic files, prepared by the CONSULTANT, must meet the requirements as outlined in Exhibit "C." PW_Forms/Standard Consultant Agreement with Exhibits Revised 2/14/2012 All designs, drawings, specifications, documents, and other work products, including all electronic files, prepared by the CONSULTANT prior to completion or termination of this AGREEMENT are instruments of service for this PROJECT, and are the property of the AGENCY. Reuse by the AGENCY or by others, acting through or on behalf of the AGENCY of any such instruments of service, not occurring as a part of this PROJECT, shall be without liability or legal exposure to the CONSULTANT. IV Time for Beginning and Completion The CONSULTANT shall not begin any work under the terms of this AGREEMENT until authorized in writing by the AGENCY. All work under this AGREEMENT shall be completed by the date shown in the heading of this AGREEMENT under completion date. The established completion time shall not be extended because of any delays attributable to the CONSULTANT, but may be extended by the AGENCY in the event of a delay attributable to the AGENCY, or because of unavoidable delays caused by an act of GOD or governmental actions or other conditions beyond the control of the CONSULTANT. A prior supplemental agreement issued by the AGENCY is required to extend the established completion time. V Payment Provisions The CONSULTANT shall be paid by the AGENCY for completed work and services rendered under this AGREEMENT as provided in Exhibit "D" attached hereto, and by reference made part of this AGREEMENT. Such payment shall be full compensation for work performed or services rendered and for all labor, materials, supplies, equipment, and incidentals necessary to complete the work. The CONSULTANT shall conform to all applicable portions of 48 CFR Part 31. VI Sub-Contracting The AGENCY permits sub-contracts for those items of work as shown in Exhibit "G" attached hereto and by this reference made part of this AGREEMENT. Compensation for this sub-consultant work shall be based on the cost factors shown on Exhibit "G." The work of the sub-consultant shall not exceed its maximum amount payable unless a prior written approval has been issued by the AGENCY. All reimbursable direct labor, overhead, direct non-salary costs and fixed fee costs for the sub-consultant shall be substantiated in the same manner as outlined in Section V. All sub-contracts shall contain all applicable provisions of this AGREEMENT. With respect to sub-consultant payment, the CONSULTANT shall comply with all applicable sections of the Prompt Payment laws as set forth in RCW 39.04.250 and RCW 39.76.011. The CONSULTANT shall not sub-contract for the performance of any work under this AGREEMENT without prior written permission of the AGENCY. No permission for sub-contracting shall create, between the AGENCY and sub-contractor, any contract or any other relationship. VII Employment The CONSULTANT warrants that they have not employed or retained any company or person, other than a bona fide employee working solely for the CONSULTANT, to solicit or secure this contract, and that it has not paid or agreed to pay any company or person, other than a bona fide employee working solely for the CONSULTANT, any fee, commission, percentage, brokerage fee, gift, or any other consideration, contingent PW Forms/Standard Consultant Agreement with Exhibits Revised 2/14/2012 upon or resulting from the award or making of this contract. For breach or violation of this warrant, the AGENCY shall have the right to annul this AGREEMENT without liability or, in its discretion, to deduct from the AGREEMENT price or consideration or otherwise recover the full amount of such fee, commission, percentage, brokerage fee, gift, or contingent fee. Any and all employees of the CONSULTANT or other persons while engaged in the performance of any work or services required of the CONSULTANT under this AGREEMENT, shall be considered employees of the CONSULTANT only and not of the AGENCY, and any and all claims that may arise under any Workmen's Compensation Act on behalf of said employees or other persons while so engaged, and any and all claims made by a third parry as a consequence of any act or omission on the part of the CONSULTANT'S employees or other persons while so engaged on any of the work or services provided to be rendered herein, shall be the sole obligation and responsibility of the CONSULTANT. The CONSULTANT shall not engage, on a full- or part-time basis, or other basis, during the period of the contract, any professional or technical personnel who are, or have been, at any time during the period of the contract, in the employ of the AGENCY, except regularly retired employees, without written consent of the public employer of such person. VIII Nondiscrimination During the performance of this contract, the CONSULTANT, for itself, its assignees, and successors in interest agrees to comply with the following laws and regulations: Title VI of the Civil Rights Act of 1964 (42 USC Chapter 21 Subchapter V Section 2000d through 2000d-4a) Rehabilitation Act of 1973 (29 USC Chapter 16 Subchapter V Section 794) Age Discrimination Act of 1975 (42 USC Chapter 76 Section 6101 et seq.) Civil Rights Restoration Act of 1987 (Public Law 100-259) American with Disabilities Act of 1990 (42 USC Chapter 126 Section 12101 et. seq.) 49 CFR Part 21 23 CFR Part 200 RCW 49.60.180 In relation to Title VI of the Civil Rights Act of 1964, the CONSULTANT is bound by the provisions of Exhibit "H" attached hereto and by this reference made part of this AGREEMENT, and shall include the attached Exhibit "H" in every sub-contract, including procurement of materials and leases of equipment, unless exempt by the Regulations or directives issued pursuant thereto. IX Termination of Agreement The right is reserved by the AGENCY to terminate this AGREEMENT at any time upon ten (10) days written notice to the CONSULTANT. PW Forms/Standard Consultant Agreement with Exhibits Revised 2/14/2012 A In the event this AGREEMENT is terminated by the AGENCY other than for default on the part of the CONSULTANT, a final payment shall be made to the CONSULTANT as shown in Exhibit "I" for the type of AGREEMENT used. No payment shall be made for any work completed after ten (10) days following receipt by the CONSULTANT of the Notice to Terminate. If the accumulated payment made to the CONSULTANT prior to Notice of Termination exceeds the total amount that would be due when computed as set forth herein above, then no final payment shall be due and the CONSULTANT shall immediately reimburse the AGENCY for any excess paid. If the services of the CONSULTANT are terminated by the AGENCY for default on the part of the CONSULTANT, the above formula for payment shall not apply. In such an event, the amount to be paid shall be determined by the AGENCY with consideration given to the actual costs incurred by the CONSULTANT in performing the work to the date of termination, the amount of work originally required which was satisfactorily completed to date of termination, whether that work is in a form or a type which is usable to the AGENCY at the time of termination, the cost to the AGENCY of employing another firm to complete the work required and the time which may be required to do so, and other factors which affect the value to the AGENCY of the work performed at the time of termination, Under no circumstances shall payment made under this subsection exceed the amount, which would have been made using the formula set forth above. If it is determined for any reason that the CONSULTANT was not in default or that the CONSULTANT'S failure to perform is without the CONSULTANT'S or its employee's default or negligence, the termination shall be deemed to be a termination for the convenience of the AGENCY. In such an event, the CONSULTANT would be reimbursed for actual costs in accordance with the termination for other than default clauses listed previously. In the event of the death of any member, partner or officer of the CONSULTANT or any of its supervisory personnel assigned to the PROJECT, or dissolution of the partnership, termination of the corporation, or disaffiliation of the principally involved employee, the surviving members of the CONSULTANT hereby agree to complete the work under the terms of this AGREEMENT, if requested to do so by the AGENCY. This subsection shall not be a bar to renegotiation of the AGREEMENT between the surviving members of the CONSULTANT and the AGENCY, if the AGENCY so chooses. In the event of the death of any of the parties listed in the previous paragraph, should the surviving members of the CONSULTANT, with the AGENCY' S concurrence, desire to terminate this AGREEMENT, payment shall be made as set forth in the second paragraph of this section. Payment for any part of the work by the AGENCY shall not constitute a waiver by the AGENCY of any remedies of any type it may have against the CONSULTANT for any breach of this AGREEMENT by the CONSULTANT, or for failure of the CONSULTANT to perform work required of it by the AGENCY. Forbearance of any rights under the AGREEMENT will not constitute waiver of entitlement to exercise those rights with respect to any future act or omission by the CONSULTANT. X Changes of Work The CONSULTANT shall make such changes and revisions in the complete work of this AGREEMENT as necessary to correct errors appearing therein, when required to do so by the AGENCY, without additional compensation thereof. Should the AGENCY find it desirable for its own purposes to have previously satisfactorily completed work or parts thereof changed or revised, the CONSULTANT shall make such revisions as directed by the AGENCY. This work shall be considered as Extra Work and will be paid for as herein provided under Section XIV. PW_Forms/Standard Consultant Agreement with Exhibits Revised 2/14/2012 XI Disputes Any dispute concerning questions of fact in connection with the work not disposed of by AGREEMENT between the CONSULTANT and the AGENCY shall be referred for determination to the Director of Public Works or AGENCY Engineer, whose decision in the matter shall be final and binding on the parties of this AGREEMENT; provided, however, that if an action is brought challenging the Director of Public Works or AGENCY Engineer's decision, that decision shall be subject to de novo judicial review. If the parties to this AGREEMENT mutually agree, disputes concerning alleged design errors will be conducted under the procedures found in Exhibit "J", and disputes concerning claims will be conducted under the procedures found in Exhibit "K". XII Venue, Applicable Law, and Personal Jurisdiction In the event that either party deems it necessary to institute legal action or proceedings to enforce any right or obligation under this AGREEMENT, the parties hereto agree that any such action shall be initiated in the Superior court of the State of Washington, situated in the county in which the AGENCY is located. The parties hereto agree that all questions shall be resolved by application of Washington law and that the parties to such action shall have the right of appeal from such decisions of the Superior court in accordance with the laws of the State of Washington. The CONSULTANT hereby consents to the personal jurisdiction of the Superior court of the State of Washington, situated in the county in which the AGENCY is located. XIII Legal Relations The CONSULTANT shall comply with all Federal, State, and local laws and ordinances applicable to the work to be done under this AGREEMENT. This contract shall be interpreted and construed in accordance with the laws of the State of Washington. The CONSULTANT shall indemnify and hold the AGENCY and its officers and employees harmless from and shall process and defend at its own expense all claims, demands, or suits at law or equity arising in whole or in part from the CONSULTANT'S negligence or breach of any of its obligations under this AGREEMENT; provided that nothing herein shall require a CONSULTANT to indemnify the AGENCY against and hold harmless the AGENCY from claims, demands or suits based solely upon the conduct of the AGENCY, their agents, officers and employees; and provided further that if the claims or suits are caused by or result from the concurrent negligence of (a) the CONSULTANT' S agents or employees, and (b) the AGENCY, their agents, officers and employees, this indemnity provision with respect to (1) claims or suits based upon such negligence (2) the costs to the AGENCY of defending such claims and suits shall be valid and enforceable only to the extent of the CONSULTANT'S negligence or the negligence of the CONSULTANT S agents or employees. The CONSULTANT'S relation to the AGENCY shall be at all times as an independent contractor. The CONSULTANT shall comply with all applicable sections of the applicable Ethics laws, including RCW 42.23, which is the Code of Ethics for regulating contract interest by municipal officers. The CONSULTANT specifically assumes potential liability for actions brought by the CONSULTANT'S own employees against the AGENCY and, solely for the purpose of this indemnification and defense, the CONSULTANT specifically waives any immunity under the state industrial insurance law, Title 51 RCW. Unless otherwise specified in the AGREEMENT, the AGENCY shall be responsible for administration of construction contracts, if any, on the PROJECT. Subject to the processing of a new sole source, or an acceptable supplemental agreement, the CONSULTANT shall provide On-Call assistance to the AGENCY during contract administration. By providing such assistance, the CONSULTANT shall assume no responsibility for: proper construction techniques, job site safety, or any construction contractor's failure to perform its work in accordance with the contract documents. The CONSULTANT shall obtain and keep in force during the terms of the AGREEMENT, or as otherwise required, the following insurance with companies or through sources approved by the State Insurance PW Forms/Standard Consultant Agreement with Exhibits Revised 2/14/2012 Commissioner pursuant to Title 48 RCW. Insurance Coverage A. Worker's compensation and employer's liability insurance as required by the STATE. B. Commercial general liability and property damage insurance in an aggregate amount not less than two million dollars ($2,000,000) for bodily injury, including death and property damage. The per occurrence amount shall not exceed one million dollars ($1,000,000). C. Vehicle liability insurance for any automobile used in an amount not less than a one million dollar ($1,000,000) combined single limit. D. Professional liability (Errors and Omissions) policy in an amount of not less than one million dollars ($1,000,000.00) combined single limit if any employee, agent or representative of the CONSULTANT undertaking work in furtherance of or pursuant to this Agreement holds or is required to hold a professional license issued by the State of Washington or any other state. Excepting the Worker's Compensation Insurance and any Professional Liability Insurance secured by the CONSULTANT, the AGENCY will be named on all policies as an additional insured. The CONSULTANT'S insurance required by this Section shall be in all circumstances primary to any insurance available to the AGENCY. The CONSULTANT shall furnish the AGENCY with verification of insurance and endorsements required by the AGREEMENT. The AGENCY reserves the right to require complete, certified copies of all required insurance policies at any time. All insurance shall be obtained from an insurance company authorized to do business in the State of Washington. The CONSULTANT shall submit a verification of insurance as outlined above within fourteen (14) days of the execution of this AGREEMENT to the AGENCY. No cancellation of the foregoing policies shall be effective without thirty (30) days prior notice to the AGENCY. The CONSULTANT'S professional liability to the AGENCY shall be,limited to the amount payable under this AGREEMENT or one million ($1,000,000) dollars, whichever is the greater, unless modified by Exhibit "L". In no case shall the CONSULTANT'S professional liability to third parties be limited in any way. The AGENCY will pay no progress payments under Section V until the CONSULTANT has fully complied with this section. This remedy is not exclusive; and the AGENCY and the STATE may take such other action as is available to it under other provisions of this AGREEMENT, or otherwise in law. XIV Extra Work A. The AGENCY may at any time, by written order, make changes within the general scope of the AGREEMENT in the services to be performed. B. If any such change causes an increase or decrease in the estimated cost of, or the time required for, performance of any part of the work under this AGREEMENT, whether or not changed by the order, or otherwise affects any other terms and conditions of the AGREEMENT, the AGENCY shall make an equitable adjustment in the (1) maximum amount payable; (2) delivery or completion schedule, or both; and (3) other affected terms and shall modify the AGREEMENT accordingly. C. The CONSULTANT must submit any "request for equitable adjustment", hereafter referred to as "CLAIM", under this clause within thirty (30) days from the date of receipt of the written order. However, if the AGENCY decides that the facts justify it, the AGENCY may receive and act upon a CLAIM submitted before final payment of the AGREEMENT. D. Failure to agree to any adjustment shall be a dispute under the Disputes clause. However, nothing in PW Forms/Standard Consultant Agreement with Exhibits Revised 2/14/2012 this clause shall excuse the CONSULTANT from proceeding with the AGREEMENT as changed. E. Notwithstanding the terms and conditions of paragraphs (A) and (B) above, the maximum amount payable for this AGREEMENT, shall not be increased or considered to be increased except by specific written supplement to this AGREEMENT. XV Endorsement of Plans If applicable, the CONSULTANT shall place their endorsement on all plans, estimates, or any other engineering data furnished by them. XVI Federal and State Review N/A XVII Certification of the Consultant and the Agency Attached hereto as Exhibit "M- I (a and b)" are the Certifications of the CONSULTANT and the AGENCY, Exhibit "M-2" Certification Regarding Debarment, Suspension and Other Responsibility Matters - Primary Covered Transactions, Exhibit "M-3" Certification Regarding the Restrictions of the Use of Federal Funds for Lobbying and Exhibit "M-4" Certificate of Current Cost or Pricing Data. Exhibit "M-3" is required only in AGREEMENTS over $100,000 and Exhibit "M-4" is required only in AGREEMENTS over $500,000. XVIII Complete Agreement This document and referenced attachments contain all covenants, stipulations, and provisions agreed upon by the parties. No agent, or representative of either party has authority to make, and the parties shall not be bound by or be liable for, any statement, representation, promise or agreement not set forth herein. No changes, amendments, or modifications of the terms hereof shall be valid unless reduced to writing and signed by the parties as an amendment to this AGREEMENT. XIX Execution and Acceptance This AGREEMENT may be simultaneously executed in several counterparts, each of which shall be deemed to be an original having identical legal effect. The CONSULTANT does hereby ratify and adopt all statements, representations, warranties, covenants, and agreements contained in the proposal, and the supporting material submitted by the CONSULTANT, and does hereby accept the AGREEMENT and agrees to all of the terms and conditions thereof. PW Forms/Standard Consultant Agreement with Exhibits Revised 2/14/2012 In witness whereof, the parties hereto have executed this AGREEMENT as of the day and year shown in the "Execution Date" box on page one (1) of this AGREEMENT. Consultant (Please print) ;0, liate COUNTY OF JEFFERSON BOARD OF COMMISSIONERS John Austin, Chair Phil Johnson, Member David W. Sullivan, Member ,n? Approved as to form only this- day of 01Z 'L?) 0V rof.911 Ceti David Alvarez Deputy Prose Attorney y k, cutin VA3 y Frank Giffor Date Public Wor Director PW Forms/Standard Consultant Agreement with Exhibits Revised 2/14/2012 SCOPE OF SERVICES EXHIBIT A-1 JEFFERSON COUNTY DEPARTMENT OF PUBLIC WORKS PORT HADLOCK WASTEWATER FACILITY FINAL DESIGN SERVICES RECLAMATION PLANT, INFLUENT AND EFFLUENT PIPELINES AND REUSE FACILITY SCOPE OF SERVICES GENERAL The following scope of services is for final design of the Port Hadlock wastewater treatment facilities. The facilities are based on the Jefferson County Port Hadlock UGA Sewer Facility Plan dated September 2008 and a preliminary design prepared in 2011. The final design work includes completion of contract drawings, specifications, cost estimate, permits and support tasks. It is assumed that this scope of work will be completed during calendar years 2012 & 2013. Construction Administration may be added to this scope of services in the future. The wastewater treatment facilities include the following elements. • Water Reclamation Plant - The reclamation plant will be in a closed quarry site purchased by Jefferson County; north of Lopeman Road, east of Creek Drive, next to a large wetland and wetland buffer zone. The plant will include an influent pump station, headworks, Membrane Bio-Reactors, UV disinfection, effluent pumping, sludge storage tank, administration building and stormwater facilities. Future facilities will likely include a storage pond, more MBR's and solids handling facilities • Influent and Effluent Pipelines - The influent pipeline will run approximately 1000 feet south from Ness's Corner Road to an influent pump station at the Water Reclamation plant. It will mostly be in a wetland buffer zone and partly in a wetland. The effluent pipeline will run approximately 700 feet from the reclamation plant site to the water reuse facilities. It will be outside of wetlands or buffer zones • Water Reuse Facility - The reuse facilities will be at a quarry site purchased by Jefferson County; south of Lopeman Road, east of Chimacum Creek and west of Chimacum Road. The facilities will include several acres of percolation ponds with earthen dikes and permeable soil bottoms which will allow reclaimed water to percolate into the groundwater and supplement flows in Chimacum Creek. Some of the pond dikes will be in wetland buffer zones. In the following task descriptions, where reference is made to a specific number of pages in a work product, the intent is to better define the level of effort that is the basis of the budget for the project, and not a guarantee of a specific number of pages in the final product. Where "County staff' is referenced, it is assumed that the County will invite designated parties to meetings as it deems necessary. The County will be responsible for public notification before public meetings. Page 1 April 24, 2012 SCOPE OF SERVICES The work products from this project will be submitted in hard copy and electronic format. Report files will be produced in Microsoft Word, Power Point, and Excel. CAD files will be produced in AutoCAD using Tt drafting standards. TASK 100 - PROJECT MANAGEMENT This task includes work to plan and manage the project. Subtasks are described below: 100.1 Project Plan Tetra Tech (Tt) will update the project plan for this project. The plan will identify project scope, individual work elements, budget for each element, responsible individuals for each work element, and schedule requirements incorporating both internal and external milestones. Work Product. Updated Project Plan. 100.2 Health and Safety Plan Tt will update the health and safety plan within 10 days after Notice to Proceed. The purpose of a Health & Safety Plan (HASP) is to provide project-specific health and safety requirements for the planned scope of work. It will contain guidelines and directives and may include minimum standards, safety criteria, and emergency response information/procedures for Tetra Tech staff. Work Product: Updated Health and Safety Plan 100.3 Startup Meeting Tt will conduct a startup meeting with County staff. The purpose of the meeting is to introduce significant members of the project team, concur on goals and milestones for the project, and agree on the project schedule and work products. A two-hour meeting will be held at Tetra Tech's offices. Work Products: Agenda and meeting minutes. 100.4 Progress Meetings Progress meetings will be held periodically with the County to coordinate work activities and keep the County informed of progress to date. It is assumed there will be up to 12 meetings over a 12 month period attended by the project manager and project engineer; two attended by the principal-in-charge and several attended by other project staff as needed. Meetings may also be held via conference call. Tt will prepare agendas and meeting minutes for distribution to the project team. Work Products: Agendas and meeting minutes. 100.5 Progress Reports and Billings Tt will include brief monthly progress reports along with monthly invoices. Progress reports will contain - - - information-on major activities anticipated actions, and outstanding issues to be-resolved: Work Products: Monthly progress reports and invoices. Page 2 April 24, 2012 SCOPE OF SERVICES TASK 200 RECLAMATION PLANT, PIPELINES AND REUSE FACILITY DESIGN This task involves development of the reclamation plant, influent and effluent pipelines and effluent reuse facility design to the 100% level as described in the subtasks below: 200.1 Membrane Equipment Vendor Coordination (Ovivo) Coordinate with the Membrane Equipment Contractor (MEC), Ovivo, to integrate Ovivo's MBR system into the reclamation plant design. Jefferson County preselected Ovivo through competitive bidding in July 2009. This was necessary, because there are substantial differences among MBR systems and the reclamation plant must be designed specifically for the MBR system that is to be used. Design coordination is estimated at 160 hours and is expected to include the following activities: • Finalize the MBR process design and equipment selection based current regulatory requirements, Ovivo's bid proposal, and requirements specific to the Pt. Hadlock project. • Negotiate change orders with Ovivo for changes to equipment and services included in Ovivo's bid proposal. • Coordinate with Ovivo to revise their proposal drawings and specifications for final design. • Incorporate Ovivo drawings and specifications into final reclamation plant design. 200.2 Plans, Specs and Estimate 200.2.01 General Plans 200.2.02 Civil Plans 200.2.03 Landscaping Plans 200.2.04 Wetland Mitigation Plans 200.2.05 Architectural Plans, 200.2.06 Structural Plans 200.2.07 Mechanical Plans 200.2.08 Electrical Plans 200.2.09 Instrumentation 200.2. 10 Specifications 200.2. 11 Cost Estimate 200.2.12 Site Visits 200.2.13 Team Meetings Develop construction documents to the 100% level of completion for the water reclamation plant, influent and effluent pipelines and effluent reuse facility, and associated facilities based on the 2011 30% preliminary design and associated County review. The estimated drawing count is approximately 207 based upon the attached drawing list (Table 2). It is assumed that information and some content from the MBR vendor drawings will be used in the development of some of the 100% design drawings. The contract drawings will be prepared in AutoCAD using Tt drafting standards. Develop technical specifications to the 100% level of completion based on the 2011 outline specifications and associated County review. The County will have primary responsibility for Division 0. Provide 16 Page 3 April 24, 2012 SCOPE OF SERVICES hours of assistance to the County with preparation of Division 0 of the specifications to include the advertisement for bid, bid form, and bid item descriptions. Develop a cost estimate that identifies the cost items, quantities, and unit prices reflected in the 100% design plans and specifications. Deliver a draft set of 60% and 90% design documents to Jefferson County for review and comment. Comments will be addressed and incorporated into the documents. The 90% documents will be used for permit submittals, and a final 100% design submittal will be provided reflecting the review comments. Work Products: Draft 60% and 90% design plans, specification, and estimate for the reclamation plant and reuse facility. Final 100% design plans, specifications, and estimate. TASK 300 DESIGN REVIEWS 300.1 QA/QC Design Review Tetra Tech senior engineers for each design discipline will perform in-house Quality Control (QC) reviews on the 60% and 90% design documents. Quality Assurance (QA) reviews will be by Tt's QA manager. 300.2 County Design Reviews Tetra Tech will submit 60% and 90 % design documents to the County Project Manager for County review. The County PM will coordinate the County comments and provide written review comments to Tetra Tech on submitted packages within 3 weeks. Tetra Tech will provide written responses to County comments and conduct 60% and 90% design review meetings with County staff to discuss the comments and determine direction for next design submittal. It is expected that these reviews will result in only minor changes to elements approved in previous reviews. If County staff request major changes or provide different directions, then the County Project Manager will evaluate the changes and differences with Tetra Tech and determine what change is needed and authorize additional work as required. Work Products: Meeting minutes and responses to County reviews. 300.3 Ecology and DOH Design Reviews Tetra Tech will submit 60% and 90%design documents to Ecology and the Department of Health for preliminary review and 100% documents for final review and approval. Tetra Tech will provide written responses to Ecology and DOH reviews Work Product. Responses to Ecology reviews. TASK 400 -- PERMITS Jefferson County- will be responsible .for submitting- all permit applications, payment - of all permit application fees, scheduling and conducting all meetings with permit agencies and jurisdictions related to permitting. Tetra Tech will assist the County with permits as described in the following paragraphs. Several environmental permitting requirements were met during preliminary design including compliance with NEPA, Biological Assessment for Section 7 of the Endangered Species Act, and Corps of Engineers Page 4 April 24, 2012 SCOPE OF SERVICES for Section 106 of the National Historic Preservation Act. A project level SEPA review will be provided by the County either, by adopting completed NEPA documents or by incorporating NEPA information in a new SEPA checklist. Several permits will be obtained by the General Contractor during construction including a SWPP (Surface Water Pollution Prevention Plan), plumbing permit and electrical permit. Table 1 includes a list of the permits which need to be obtained during final design. Page 5 April 24, 2012 SCOPE OF SERVICES Table I Permits Lead Agency Permits/Approvals/Reviews Application Documentation Corps of Engineers Section 404 Nationwide JARPA @ 60% design Wetland Permit WA Department of CZM Consistency CZM Form/Checklist Ecology Determination @ 60% design Section 401 Water Quality JARPA @ 60% design Certification NPDES Construction NPDES Stormwater Permit Stormwater Permit @ 100% design Jefferson County Pre-application Conference Pre Application @ 30% design Design Review Design Review Application @ 60% design Right-of- Way Permit Right-of-Way Use Permit Application @ 90% design Clearing and Grading Permit Clearing &Grading Permit @ 90% design Building Permit Building Permit Application @ 90% design Stormwater Permit Stormwater Permit @ 60% design FloodHazard Area Flood Hazard Permit Development Permit Application @ 60% design Critical Areas Review/Habitat Critical Areas Study - Management Plan (expanded Wetlands and Streams review) @ 60% design - Tetra Tech will prepare permit applications for the permits in Table 1. This will include providing stamped 90% drawings and specifications as permit submittal documents. If separate permit application drawings and specifications are required these will be authorized as extra work. Tetra Tech will also provide supporting brief technical memoranda for the permit applications and more extensive technical analysis for selected permits as follows: Page 6 April 24, 2012 SCOPE OF SERVICES 400.1 Jefferson County Permits 400.1.01 Right of Way Permit - Prepare ROW permit documents for effluent pipeline to cross Lopeman Road. A two (2) page memo is anticipated with attachments including selected contract drawings. 400.1.02 Clearing and Grading Permit - A two (2) page memo is anticipated with attachments including selected contract drawings and design calculations. 400.1.03 Building Permit - Prepare building permit documents. Include information on compliance with building code, structural, energy code, and electrical codes. A two (2) page memo is anticipated with attachments including selected contract drawings and design calculations. 400.1.04 Storm Water Management Permit - Prepare a technical memorandum and calculations to document compliance with the current version of the Washington State Department of Ecology Storm Water Management Manual for Western Washington. Based on conversations with Jefferson County and preliminary assessment, it is assumed that storm water runoff from the reclamation plant site can be fully dispersed by infiltration, dispersion andlor other approved methods and will not require a calibrated continuous simulation hydrologic model for a closed depression wetland analysis. The memorandum and calculations are expected to be up to 15 pages. 400.1.05 Flood Hazard Area Development Permit - Prepare a technical memo and calculations to document compliance with County flood hazard area regulations. The memo and calculations are expected to be up to 20 pages. 400.1.06 Critical Areas Review - Expand the critical areas review performed during preliminary design based on the additional details included in the 60% design documents. Finalize the critical areas report and habitat management plan in accordance with input from Jefferson County. The expanded review is expected to be up to 30 pages. 400.2 Ecology and Corps of Engineer Permits 400.2. 01 NPDES Stormwater Permit - Submit permit materials to Ecology for an NPDES Stormwater permit for construction activity. 400.2.02 CZM Determination - Submit permit materials to Ecology for a CZM Determination 400.2.03 Section 404/401Permits, - A JARPA form, and supporting figures, will be submitted to the Corps of Engineers. It is anticipated that a Corps of Engineers nationwide Section 404 permit will be required for wetlands work in the project. In addition, the JARPA with be submitted to Ecology for Section 401 water quality certification. Work Products: Permit management plan, permit submittal documents, including one set of draft and one set of final documents, and meeting minutes Page 7 April 24, 2012 SCOPE OF SERVICES TASK 500 -GEOTECHNICAL This task will involve providing geotechnical and hydrogeologic support during final design. Subtasks are described below: 500.01 Geotechnical Support Provide support to the final design team based on the Draft Geotechnical Report prepared for preliminary design. Anticipated activities include 1) mapping fine grained soils at the reuse site for potential use in the percolation pond dikes, 2) up to 9 hours for additional test pits at the treatment plant site where tanks and structures will be located, 3) up to 15 hours for explorations for the retaining wall using hand auger along influent pipeline and wetlands, 4) finalizing the Geotechnical Report, and 5) performing a geotechnical review of plans and specifications for the reclamation plant, reuse facilities and influent pipeline.. Work Products: Geotechnical field data from soil mapping, explorations, and test pits; finalized geotechnical report; supplemental design criteria and geotechnical review comments on final plans and specifications. 500.02 Hydrogeologic Support Provide support to the final design team based on the Hydrogeology Report prepared for preliminary design. Potential activities include up to 50 hours of modeling, if required by Ecology, for temperature or water quality impacts on groundwater or Chimacum Creek. No additional field work is anticipated. Work Product. Supplemental water quality modeling. TASK 600 - SURVEYING This task will involve providing surveying support during final design. Subtasks are described below: 600.1 Design Surveying Support Provide supplemental survey information for final design of the reclamation plant, pipelines and reuse site needed for final design, beyond the information already developed for preliminary design. Anticipated activities include up to 4 days of additional field work and associated office time as needed to provide additional survey information such as mapping fine soils and supplemental test pits identified in Task 500 activities above, and determining supplemental elevations, location of existing features, easements and wetland boundaries for final design. Work Product: Updated survey base maps with added information, in Auto CAD format 600.2 Property Acquisition Surveying Support Provide supplemental survey information to support the County's land acquisition activities for McCartney Parcels 1 & 2, Lopeman Parcels 1 & 2 and Shold Parcels 1, 2, 3 and 4. Activities include up to 4 days of field work and 5 days of office time and may include the following activities: • Search for property corners of all parcels being acquired. • Set rebar and cap at property corners, if existing monuments are not adequate. • Establish a revised right-of-way base which includes all of the Shold properties. Page 8 April 24, 2012 SCOPE OF SERVICES • Develop legal descriptions and Record of Survey (draft and final) for new properties boundaries and all newly set corners. Work Products: Property survey stakes, legal descriptions and Survey Record. TASK 700 - ENERGY EFFICIENCY DESIGN REVIEW This task will involve providing a review of the energy efficiency of the proposed wastewater facilities and support systems. This task will meet the requirements for Public Works Projects required for Washington State Funding under ESHB 1497. The review will compare anticipated energy use to similar processes, plants or industry standards, and it will be based on the 60% design documents. The review will be presented in a technical memorandum with the following sections: • Overall process selection summary -MBR treatment compared to other treatment technologies. • MBR Plant comparison to current industry practice and other MBR plants. • Overall energy efficiency summary of process systems in design including Influent Pump Station, Headworks, MBR process, W disinfection, Solids Handling and Odor Control. • Overall energy efficiency summary of HVAC systems for the Administration Building and MBR Equipment Building. • Overall energy efficiency summary of lighting/electrical systems in design. • Recommendations/clarifications/actions/etc. Work Product. Energy Efficiency Design Review Memorandum Page 9 April 24, 2012 A t SCOPE OF SERVICES TABLE 2. RECLAMATION PLANT, REUSE FACILITY, INFLUENT AND EFFLUENT PIPELINES FINAL DESIGN ESTIMATED DRAWING LIST Sheet Sheet No. Description GENERAL DRAWINGS 1 G000 LOCATION AND VICINITY MAP 2 G001 DRAWING INDEX 3 G002 ABBREVIATIONS & REFERENCE DATA 4 G003 GENERAL SYMBOLS 5 G004 DESIGN DATA SHEET 6 G005 PROCESS FLOW DIAGRAM 7 G006 HYDRAULIC PROFILE 8 - G007 CONVEYANCE KEY MAP 9 G008 OVERALL SITE PLAN CIVIL, DRAWINGS 10 0001 CIVIL ABBREVIATIONS AND LEGEND 11 0002 EXISTING SITE PLAN AND SURVEY CONTROL 12 0003 BUFFERS, SETBACKS AND CONSTRUCTION ACCESS 13 0004 TESC PLAN 14 0005 TESC NOTES 15 0006 TESC DETAILS 16 0008 CIVIL DETAILS 1 17 0009 CIVIL DETAILS 2 18 C100 MBR SITE PLAN/YARD PIPING/STORMWATER PLAN-1 19 Clol MBR SITE PLAN/YARD PIPING/STORMWATER PLAN-2 20 C 102 MBR SITE PLAN/YARD PIPING/STORMWATER PLAN-3 21 C103 MBR SITE PLAN/YARD PIPING/STORMWATER PLAN-4 22 C104 ACCESS ROAD STORMWATER PLAN-1 23 C 105 ACCESS ROAD STORMWATER PLAN-2 24 C106 MBR SITE PAVING AND GRADING PLAN-1 25 C107 MBR SITE PAVING AND GRADING PLAN-2 26 C108 MBR SITE PAVING AND GRADING PLAN-3 27 C109 ACCESS ROAD PAVING AND GRADING PLAN-1 28 Clio ACCESS ROAD PAVING AND GRADING PLAN-2 Page 10 April 24, 2012 9 SCOPE OF SERVICES TABLE 2 (CONTINUED). RECLAMATION PLANT, REUSE FACILITY, INFLUENT AND EFFLUENT PIPELINES FINAL DESIGN ESTIMATED DRAWING LIST Sheet Sheet No. Description 29 C600 PERCOLATION POND PLAN-1 30 C601 PERCOLATION POND PLAN-2 31 C602 PERCOLATION POND SECTIONS & DETAILS 32 C700 INFLUENT GRAVITY PIPELINE STA Al+00 TO A5+00 33 C701 INFLUENT GRAVITY PIPELINE STA A5+00 TO A10+00 34 C800 INFLUENT FORCE MAIN PIPELINE STA 130+00 TO 135+00 35 C801 INFLUENT FORCE MAIN PIPELINE STA 135+00 TO B 10+00 36 C900 EFFLUENT LOW PRESSURE PIPELINE STA C0+00 TO C6+00 37 C901 EFFLUENT LOW PRESSURE PIPELINE STA C6+00 TO C12+00 LANDSCAPES DRAWINGS 38 1,100 LANDSCAPING KEY PLAN 39 1,101 MBR SITE PLANTING PLAN -1 40 L102 MBR SITE PLANTING PLAN -2 41 L103 PLANTING PLAN ACCESS ROAD 42 L104 LANDSCAPING SCHEDULE & DETAILS WETLAND MITIGATION DRAWINGS 43 W100 WETLAND MITIGATION KEY PLAN 44 W101 WETLAND MITIGATION SITE - GRADING PLAN 45 W102 WETLAND MITIGATION SITE - PLANTING PLAN 46 W103 WETLAND D PLANTING PLAN-1 47 W104 WETLAND D PLANTING PLAN-2 48 W105 WETLAND D PLANTING PLAN-3 49 W107 WETLAND B PLANTING PLAN 50 W108 WETLAND A PLANTING PLAN 51 W109 WETLAND PLANTING SCHEDULE AND DETAILS ARCHITECTURAL DRAWINGS 52 Al ARCHITECTURAL ABBREVIATIONS, SYMBOLS AND LEGEND 53 A2 CODE, BUILDING DATA & SCHEDULES 54 A201 ADMINISTRATION BUILDING FLOOR PLAN 55 A202 ADMINISTRATION BUILDING EXTERIOR ELEVATIONS Page 11 April 24, 2012 i w SCOPE OF SERVICES TABLE 2 (CONTINUED). RECLAMATION PLANT, REUSE FACILITY, INFLUENT AND EFFLUENT PIPELINES FINAL DESIGN ESTIMATED DRAWING LIST Sheet Sheet No. Description 56 A203 ADMINISTRATION BUILDING SECTIONS ADMINISTRATION BUILDING INTERIOR ELEVATIONS AND 57 A204 DETAILS 58 A205 LAB PLAN AND DETAILS 59 A206 ADMINISTRATION BUILDING EXTERIOR DETAILS 60 A207 ADMINISTRATION BUILDING EXTERIOR DETAILS 61 A401 TREATMENT FACILITY FLOOR PLAN 62 A402 TREATMENT FACILITY ROOF & CANOPY PLAN 63 A403 TREATMENT FACILITY ELEVATIONS 64 A404 TREATMENT FACILITY SECTIONS 65 A405 TREATMENT FACILITY SECTIONS 66 A406 TREATMENT FACILITY STAIR PLANS AND SECTIONS 67 A407 TREATMENT FACILITY ROOF & CANOPY DETAILS 68 A408 TREATMENT FACILITY EXTERIOR DETAILS STRUCTURA L DRAWINGS' 69 S1 STRUCTURAL GENERAL NOTES 70 S2 TYPICAL CONCRETE DETAILS 71 S3 TYPICAL CONCRETE DETAILS 72 S4 TYPICAL EQUIPMENT PAD DETAILS 73 S5 TYPICAL METAL DETAILS 74 S6 TYPICAL MASONRY DETAILS 75 S200 ADMINISTRATION BUILDING FOUNDATION PLAN 76 S201 ADMINISTRATION BUILDING ROOF PLAN 77 S202 ADMINISTRATION BUILDING SECTIONS 78 S203 ADMINISTRATION BUILDING DETAILS 79 S300 HEADWORKS PLAN & SECTIONS 80 S301 HEADWORKS DETAILS 81 S400 TREATMENT FACILITY BOTTOM PLAN 82 S401 TREATMENT FACILITY TOP DECK & ROOF PLAN 83 S402 TREATMENT FACILITY SECTIONS 84 S403 TREATMENT FACILITY SECTIONS Page 12 April 24, 2012 1 . SCOPE OF SERVICES TABLE 2 (CONTINUED). RECLAMATION PLANT, REUSE FACILITY, INFLUENT AND EFFLUENT PIPELINES FINAL DESIGN ESTIMATED DRAWING LIST Sheet Sheet No. 85 S404 TREATMENT FACILITY SECTIONS AND DETAILS 86 S405 TREATMENT FACILITY SECTIONS AND DETAILS 87 S406 TREATMENT FACILITY SECTIONS AND DETAILS 88 S407 TREATMENT FACILITY SECTIONS AND DETAILS 89 S408 TREATMENT FACILITY SECTIONS AND DETAILS 90 S409 TREATMENT FACILITY SECTIONS AND DETAILS 91 S410 TREATMENT FACILITY SECTIONS AND DETAILS 92 S411 TREATMENT FACILITY BEAM SCHEDULE 93 S412 TREATMENT FACILITY STAIRWELL PLAN & DETAILS 94 S413 TREATMENT FACILITY EQUIPMENT ROOM PLAN & DETAILS 95 S414 TREATMENT FACILITY DETAILS 96 S415 TREATMENT FACILITY DETAILS 97 S501 INFLUENT AND YARD PUMP STATIONS PLAN AND SECTIONS 98 S601 PERCOLATION POND DISTRIBUTION BOX & DETAILS 99 011000 STANDBY GENERATOR SLAB & DETAILS MECHANICAL DRAWINGS 100 MI ABBREVIATIONS AND SYMBOLS 101 M2 TYPICAL PIPE PENETRATION DETAILS 102 M3 PIPE GUIDES AND HANGAR & SUPPORT SYSTEM TABLES 103 M4 PIPE HANGARS AND SUPPORTS 104 M5 STANDARD STRUCTURAL ATTACHMENTS 105 M6 DRAIN AND CLEANOUT DETAILS 106 M7 UTILITY STATION DETAILS 107 M8 UNIT HEATER SCHEDULE 108 M9 HVAC EQUIPMENT SCHEDULES 109 M200 ADMINISTRATION BUILDING PLUMBING FOUNDATION PLAN 110 M201 ADMINISTRATION BUILDING PLUMBING DIAGRAMS 1 I 1 M202 ADMINISTRATION BUILDING HVAC PLAN 112 M203 ADMINISTRATION BUILDING PLUMBING FLOOR PLAN 113 M300 HEADWORKS 114 M301 HEADWORKS ODOR CONTROL Page 13 April 24, 2012 a SCOPE OF SERVICES TABLE 2 (CONTINUED). RECLAMATION PLANT, REUSE FACILITY, INFLUENT AND EFFLUENT PIPELINES FINAL DESIGN ESTIMATED DRAWING LIST Sheet Sheet No. Description 115 M400 TREATMENT FACILITY EQUIPMENT PLAN 116 M401 TREATMENT FACILITY LOWER PIPING PLAN 117 M402 TREATMENT FACILITY INTERMEDIATE PIPING PLAN 118 M403 TREATMENT FACILITY UPPER PIPING PLAN 119 M404 TREATMENT FACILITY PIPING SECTIONS 120 M405 TREATMENT FACILITY PIPING SECTIONS 121 M406 TREATMENT FACILITY PIPING SECTIONS - BLOWERS 122 M407 TREATMENT FACILITY PIPING SECTIONS - UV TREATMENT FACILITY PIPING SECTIONS - PLANT WATER 123 M408 SYSTEM TREATMENT FACILITY SECTIONS - EQUIP ROOMS HVAC 124 M409 PLAN TREATMENT FACILITY SECTIONS - EQUIP ROOMS HVAC 125 M410 SECTIONS TREATMENT FACILITY SECTIONS - MISCELLANEOUS 126 M411 DETAILS 127 M500 INFLUENT PUMP STATION PLAN 128 M501 INFLUENT PUMP STATION SECTIONS 129 M502 YARD PUMP STATIONS PLAN AND SECTIONS 130 M600 PERCOLATION POND DISTRIBUTION BOX 131 M1000 STANDBY GENERATOR & FUEL SYSTEM PLAN STANDBY GENERATOR & FUEL SYSTEM SECTIONS & 132 M1001 DETAILS ELECTRICAL DRAWINGS 133 El ELECTRICAL LEGEND 134 E2 ELECTRICAL SITE PLAN 135 E3 LUMINAIRE SCHEDULE AND DETAILS 136 E4 ELECTRICAL INSTALLATION AND DETAILS -1 137 E5 ELECTRICAL INSTALLATION AND DETAILS -2 138 E6 CONDUIT AND WIRE SCHEDULES - 1 139 E7 CONDUIT AND WIRE SCHEDULES - 2 140 E8 ELECTRICAL GROUNDING SITE PLAN 141 E9 ONE-LINE DIAGRAM Page 14 April 24, 2012 d f SCOPE OF SERVICES TABLE 2 (CONTINUED). RECLAMATION PLANT, REUSE FACILITY, INFLUENT AND EFFLUENT PIPELINES FINAL DESIGN ESTIMATED DRAWING LIST Sheet Sheet No. Description 142 E10 MCC-1 ELEVATION 143 Ell MCC-1 ONE LINE - 1 144 E12 MCC-1 ONE LINE - 2 145 E13 MCC-1 ONE LINE - 3 146 E16 PANELBOARD SCHEDULES 147 E17 SCHEMATICS 1 148 E18 SCHEMATICS 2 149 E19 SCHEMATICS 3 150 E20 SCHEMATICS 4 151 E200 ADMINISTRATION BUILDING POWER PLAN 152 E201 ADMINISTRATION BUILDING LIGHTING PLAN 153 E400 TREATMENT FACILITY TANK - UPPER POWER PLAN 154 E401 TREATMENT FACILITY TANK - LOWER POWER PLAN TREATMENT FACILITY EQUIPMENT ROOM - 120 VOLT POWER 155 E402 PLAN TREATMENT FACILITY EQUIPMENT ROOM - 480 VOLT POWER 156 E403 PLAN TREATMENT FACILITY EQUIPMENT ROOM - 157 E404 INSTRUMENTATION PLAN 158 E405 TREATMENT FACILITY ELECTRICAL ROOM - SITE PLAN 159 E406 TREATMENT FACILITY TANK -LIGHTING PLAN 160 E407 TREATMENT FACILITY EQUIPMENT ROOM -LIGHTING PLAN TREATMENT FACILITY TANK - UPPER INSTRUMENTATION 161 E408 PLAN TREATMENT FACILITY TANK - LOWER INSTRUMENTATION 162 E409 PLAN 163 E500 INFLUENT AND YARD PUMP STATION PLANS 164 E501 INFLUENT AND YARD PUMP STATION WIRING SCHEMATICS 165 E600 PERCOLATION PONDS SITE PLAN - 1 166 E601 PERCOLATION PONDS SITE PLAN - 2 167 E1000 STANDBY POWER PLAN Page 15 April 24, 2012 SCOPE OF SERVICES TABLE 2 (CONTINUED). RECLAMATION PLANT, REUSE FACILITY, INFLUENT AND EFFLUENT PIPELINES FINAL DESIGN ESTIMATED DRAWING LIST Sheet Sheet No. PROCESS & INSTRUMENTATION DRAWINGS 168 11 ABBREVIATIONS AND SYMBOLS 169 12 CODES LEGEND 170 13 SCADA SITE PLAN 171 14 CONTROL SYSTEM ARCHITECTURE 172 15 PANEL 1 LAYOUT 173 16 PANEL 2 LAYOUT 174 17 PANEL 3 LAYOUT 175 18 PLC AND INSTRUMENT POWER 176 19 LOCAL PANELS 177 110 NETWORK & I/O INFORMATION 178 111 NETWORK & I/O INFORMATION 179 112 NETWORK & 1/0 INFORMATION 180 113 NETWORK & 1/0 INFORMATION 181 114 NETWORK & I/O INFORMATION 182 115 SCHEMATICS 183 116 SCHEMATICS 184 117 SCHEMATICS 185 1300 FINE SCREENS 186 1400 SPLITTER BOX 187 1401 PRE ANOXIC BASIN 1 188 1402 PRE ANOXIC BASIN 2 189 1403 PRE AERATION BASIN 1 190 1404 PRE AERATION BASIN 2 191 1405 POST ANOXIC BASIN 1 192 1406 POST ANOXIC BASIN 2 193 1407 MEMBRANE FEED CHANNEL 194 1408 MEMBRANE BIOREACTOR BASIN I 195 1409 MEMBRANE BIOREACTOR BASIN 2 196 1410 PERMEATE COLLECTION 197 1411 PRE-AERATION BLOWERS Page 16 April 24, 2012 SCOPE OF SERVICES TABLE 2 (CONTINUED). RECLAMATION PLANT, REUSE FACILITY, INFLUENT AND EFFLUENT PIPELINES FINAL DESIGN ESTIMATED DRAWING LIST Sheet Sheet No. Description 198 1412 MEMBRANE BIOREACTOR BLOWERS 199 1413 CHEMICAL CLEANING 200 1414 PH ADJUSTMENT 201 1415 METHANOL ADDITION 202 1416 UV DISINFECTION 203 1417 PLANT WATER SYSTEMS 204 1500 INFLUENT PUMP STATION 205 1501 YARD PUMP STATION 206 1601 PERCOLATION PONDS 207 I1001 STANDBY POWER Page 17 April 24, 2012 Port Hadlock Water Reclamation Plant Final Design Services ID [Task Name 1 (Notice to Proceed Z ii _ 3 100 Project Management 4 100.1 Project Management Plan 5 100.2 Health & Safety Plan 3 100.3 Project Startup Meeting 7-1 100.4 Progress Meetings (12) 8 100.5 Progress Reports and Billings Duration Start Finish 0 days Mon 7/9/12; Mon 7/9/ 280 days Mon 7/9/12 Fri 8/2/ 10 days Mon 7/9/12; Fri 7/20/. 10 days; Mon 7/9/12 Fri 7/20/ 0 days' Fri 7/20/12, Fri 7/20/ 13 mons Mon 7/9/12; Fri 7/5/ 14 mops' Mon 7/9/12; Fri 8/2/ 10 200 Design - Reclamation plant, Pipelines & 255 days Mon 7/23/12; Fri 7/12/13 ,R euse 11 I 200.1 Membrane Equipment Coordination 10 mons Mon 7/23/12 Fri 4/26/13 12 i 200.2 Plans, Specs & Estimate 255 days Mon 7/23/12 Fri 7/12/13 13 i 60% Plans, Specs, and Estimate 95 days Mon 7/23/12 Fri 11/30/12 14 j Develop 60%PSE 3 mons Mon 7/23/12 Fri 10/12/12 15 1 Incorporate QA/QC Comments 10 days Mon 10/22/12 Fri 11/2/12 16 } 60% Submittal to Jefferson County 0 days Fri 11/2%12 Fri 11/2/12 17 Address Jeff. Co. Comments 10 days Mon 11/19/12 Fri 11/30/12 18 j j A, 60% PSE Complete 0 days Fri 11/30/12 Fri 11/30/12 19 ; 20 90.1 Plans, Specs, and Estimate 85 days Mon 12/3/12 Fri 3/29/13 21 Develop 90% PSE 3 mans Mon 12/3/12 Fri 2/22/13 22 Incorporate QA/QC Comments 5 days Mon 3/4/13 Fri 3/8/13 23~ j 90% Submittal to Jefferson County 0 days Fri 3/8/13 Fri 3/8/13 24-1 i Address Jeff. Co. Comments 5 days, Mon 3/25/13. Fri 3/29/13 25 ; 90% PSE Complete 0 days Fri 3/29/13 Fri 3/29/13 -- 6 2 27 100% Plans, Specs, and Estimate 75 days Mon 4/1/13 Fri 7/12/13 28 Develop 100% PSE 3 mons' Mon 4/1/13 Fri 6/21/13 29 Incorporate Permit 10 days Mon 6/24/13 Fri 7/5/13 j Comments/Requirements 30 Incorporate DOE/DOH Comments 10 days Mon 6/24/13 Fri 7/5/13 31 Incorporate QA/QC Comments 5 days' Mon 7/8/13 Fri 7/12/13 32 100% Submittal to Jefferson County 0 days Fri 7/12/13', Fri 7/12/13 _ 33 34 3 00 Design Reviews 215 days Mon 10/15/12 Fri 8/9/13 35 4 300.1 QA/QC Design Reviews 185 days Mon 10/15/12 Fri 6/28/13 36 60% QA/QC Review 5 days Mon 10/15/12, Fri 10/19/12 37~ 90% QA/QC Review 5 days• Mon 2/25/13 Fri 3/1/13 -38 100% Final QA/QC Review 5 days; Mon 6/24/11 Fri 6/28/13 sa May Jun J -- 2013 _ Sep Oct Nov Dec Jan Feb i Mar Apr , May Jun Jul _ Aug I Page 1 of 2 1 , Port Hadlock Water Reclamation Plant Final Design Services ID Task Name Duration Start Finish 2013 _ May _ _ Jun Jul Aug u Sep Oct Nov Dec Jan + Feb Mar Apr ' May Jun i Jul Aug Sep .......... .... _ _ 40 300,2 County Design Reviews 100 days Mon 11/5/12 Fri 3/22/13 - 41 60% Jefferson County Review 10 days Mon 11/5/12, Fri 11/16/12 42 90% Jefferson County Review 10 days. Mon 3/11/13:: Fri 3/22/13. 43 44 300.3 Ecology & DOH Design Reviews 200 days Mon 11/5/12 Fri 8/9/131 5 60% DOE/DOH Review 20 days Mon 11/5/12 Fri 11/30/12; 46 90% DOE/DOH Review 20 days; Mon 3/11/13 Fri 4/5/13 47 100% Submittal to DOE/DOH for Approval 20 days Mon 7/15/13 Fri 8/9/13 48 49 400 Permits 180 days Mon 12/3/12'.... Fri 8/9/13; - - - - - 50 ; 400.1 Jefferson County 105 days Mon 12/3/12 Fri 4/26/13- 51 I 400.1.01 Right-of-Way Permit 20 days Mon 4/1/13 Fri 4/26/13. - 52 400.1.02 Clearing & Grading Permit 20 days Mon 4/1/13, Fri 4/26/131 53 400.1.03 Building Permit 20 days Mon 4/1/13 Fri 4/26/13 54 400.1.04 Stormwater Permit 20 days Mon 12/3/12, Fri 12/28/12; Y 55 ? 400.1.05 Flood Hazard Area Development 20 days Mon 12/3/121 Fri 12/28/12 Permit 56 400.1.06 Critical Areas Review/Habitat 20 days Mon 12/3/12 Fri 12/28/12: Management Plan 57 i 400,2 Ecology & Corps of Engineers 180 days Mon 12/3/121 Fri 8/9/13; 58 400.2.01 NPDES Stormwater 20 days Mon 7/15/13 Fri 8/9/13; 59 j 400.2.02 CZM Determination 20 days Mon 12/3/12, Fri 12/28/12: 60 400.2.03 Section 404, 401(JARPA) 20 days, Mon 12/3/12 Fri 12/28/12 _61 62 500 Geotechnical 100 days Mon 7/23/12! Fri 12/7/12; 63 500.1 Geotechnical Support 5 mons Mon 7/23/12; Fri 12/7/12; i 64 j 500.2 Hydrogeologic Support 5 mons Mon 7/23/12 Fri 12/7/12, 65 66 600 Surveying 100 days Mon 7/23/12. Fri 12/7/12- MW 67 € 600.1 Design Surveying Support 5 mons Mon 7/23/12! Fri 12/7/12 68 600.2 Property Acquisition Surveying Support 5 mons Mon 7/23/12 Fri 12/7/12 69 E 70 '700 Energy Efficiency Design Review 30 days Mon 12/3/12 Fri 1/11/13: 71 Conduct Enegy Efficiency Design Review 10 days Mon 12/3/12 Fri 12/14/12 72 Draft Technical Memorandum 5 daysMon 12/17/12 Fri 12/21/12 ._... 73 Jeff. Co. Review/Comment 10 days Mon 12/24/12 Fri 1/4/13. _- _ ......... 74 Incorporate Jeff. Co. Comments 5 days Mon 10/13 Fri 1/11/13; 75 ; Final Energy Efficiency TM - 0 days Fri 1/11/13 Fri 1/11/13; Page 2 of 2 Exhibit C Electronic Exchange of Engineering and Other Data The work products from this project will be submitted in hard copy and electronic format. Report files will be produced in Microsoft Word, Power Point, and Excel. CAD files will be produced in AutoCAD Version 2011 or earlier. PW_Forms/Standard Consultant Agreement with Exhibits Revised 2/14/2012 Exhibit D-3 Payment (Negotiated Hourly Rate) The CONSULTANT shall be paid by the AGENCY for completed work and services rendered under this AGREEMENT as provided hereinafter. Such payment shall be full compensation for work performed or services rendered and for all labor, materials, supplies, equipment, and incidentals necessary to complete the work. The CONSULTANT shall conform to all applicable portions of 48 CFR 31. Hourly Rates: The CONSULTANT shall be paid by the AGENCY for work done, based upon the negotiated hourly rates shown in Exhibits "E" and "F" attached hereto and by this reference made part of this AGREEMENT. The rates listed shall be applicable for the first twelve (12) month period and shall be subject to negotiation for the following twelve (12) month period upon request of the CONSULTANT or the AGENCY. If negotiations are not conducted for the second or subsequent twelve (12) month periods within ninety (90) days after completion of the previous period, the rates listed in this AGREEMENT, or subsequent written authorization(s) from the AGENCY shall be utilized. The rates are inclusive of direct salaries, payroll additives, overhead, and fee. The CONSULTANT shall maintain support data to verify the hours billed on the AGREEMENT. 2. Direct Non-Salary Costs: Direct Non-Salary Costs will be reimbursed at the Actual Cost, plus a 10% markup, to the CONSULTANT. These charges may include, but are not limited to the following items: travel, printing, long distance telephone, supplies, computer charges, and sub-consultant costs. a. Air or train travel will be reimbursed only to economy class levels unless otherwise approved by the AGENCY. The CONSULTANT shall comply with the rules and regulations regarding travel costs (excluding air, train, and rental car costs) in accordance with the AGENCY'S Travel Rules and Procedures. However, air, train, and rental car costs shall be reimbursed in accordance with 48CFR Part 31.205-46 "Travel Costs." b. The billing for Direct Non-Salary Costs shall include an itemized listing of the charges directly identifiable with the PROJECT. c. The CONSULTANT shall maintain the original supporting documents in their office. Copies of the original supporting documents shall be supplied to the AGENCY upon request. d. All above charges must be necessary for the services provided under this AGREEMENT. Management Reserve Fund: The AGENCY may desire to establish a Management Reserve Fund to provide the Agreement Administrator with the flexibility to authorize additional funds to the AGREEMENT for allowable unforeseen costs, or reimbursing the CONSULTANT for additional work beyond that already defined in this AGREEMENT. Such authorization(s) shall be in writing and shall not exceed the lesser of $100,000 or 10% of the Total Amount Authorized as shown in the heading of this AGREEMENT. The amount included for the Management Reserve Fund is shown in the heading of this AGREEMENT. This fund may not be replenished. Any changes requiring additional costs in excess of the Management Reserve Fund shall be made in accordance with Section XIV, "Extra Work." 4. Maximum Total Amount Payable: The Maximum Total Amount Payable by the AGENCY to the CONSULTANT under this AGREEMENT shall not exceed the amount shown in the heading of this AGREEMENT. The Maximum Total Amount Payable is comprised of the Total Amount Authorized, and the Management Reserve Fund. The Maximum Total Amount Payable does not include payment for Extra Work as stipulated in Section XIV, "Extra Work." No minimum amount payable is guaranteed under this AGREEMENT. PW Forms/Standard Consultant Agreement with Exhibits Revised 2/14/2012 5. Monthly Progress Payments: Progress payments may be claimed on a monthly basis for all costs authorized in 1 and 2 above. The monthly billings shall be supported by detailed statements for hours expended at the rates established in Exhibit "E", including names and classifications of all employees, and billings for all direct non-salary expenses. To provide a means of verifying the billed salary costs for the CONSULTANT'S employees, the AGENCY may conduct employee interviews. These interviews may consist of recording the names, titles, salary rates, and present duties of those employees performing work on the PROJECT at the time of the interview. 6 Final Payment: Final Payment of any balance due the CONSULTANT of the gross amount earned will be made promptly upon its verification by the AGENCY after the completion of the work under this AGREEMENT, contingent upon receipt of all PS&E, plans, maps, notes, reports, electronic data and other related documents which are required to be furnished under this AGREEMENT. Acceptance of such Final Payment by the CONSULTANT shall constitute a release of all claims for payment, which the CONSULTANT may have against the AGENCY unless such claims are specifically reserved in writing and transmitted to the AGENCY by the CONSULTANT prior to its acceptance. Said Final Payment shall not, however, be a bar to any claims that the AGENCY may have against the CONSULTANT or to any remedies the AGENCY may pursue with respect to such claims. The payment of any billing will not constitute agreement as to the appropriateness of any item and at the time of final audit, all required adjustments will be made and reflected in a final payment. In the event that such final audit reveals an overpayment to the CONSULTANT, the CONSULTANT will refund such overpayment to the AGENCY within thirty (30) days of notice of the overpayment. Such refund shall not constitute a waiver by the CONSULTANT for any claims relating to the validity of a finding by the AGENCY of overpayment. The CONSULTANT has twenty (20) days after receipt of the final POST AUDIT to begin the appeal process to the AGENCY for audit findings. 7. Inspection of Cost Records: The CONSULTANT and their sub-consultants shall keep available for inspection by representatives of the AGENCY, STATE, and the United States, for a period of three (3) years after receipt of final payment, the cost records and accounts pertaining to this AGREEMENT and all items related to or bearing upon these records with the following exception: if any litigation, claim or audit arising out of, in connection with, or related to this contract is initiated before the expiration of the three (3) year period, the cost records and accounts shall be retained until such litigation, claim, or audit involving the records is completed. PW_Forms/Standard Consultant Agreement with Exhibits Revised 2/14/2012 Exhibit E-2 Consultant Fee Determination - Summary Sheet (Specific Rates of Pay) Fee Schedule Hourly Overhead Profit Rate Discipline or Job Title Rate (a % (a7 % Per Hour Principle Engineer $78-$82 178.98% 14.7% $249-$262 Project Manager $56-$60 178.98% 14.7% $179-$192 Senior Engineer $60-$67 178.98% 14.7% $192-$214 Engineer $30-$55 178.98% 14.7% $96-$176 Landscape Architect $34-$38 178.98% 14.7% $108-$122 Project Architect $33-$37 178.98% 14.7% $106-$118 Survey Manager $54-$57 178.98% 14.7% $172-$182 Principle Surveyor $40-$45 178.98% 14.7% $128-$144 Survey Crew $28-$33 178.98% 14.7% $90-$106 Technical Editor $28-$33 178.98% 14.7% $90-$106 Administrative Assist. $28-$35 178.98% 14.7% $90-$112 CAD $35-$40 178.98% 14.7% $112-$128 Subconsultant Costs Invoiced Cost 10% 10% markup Expenses Cost 10% 10%markup Technology Usage $2.70/hr PW Forms/Standard Consultant Agreement with Exhibits Revised 2/14/2012 Revision Date: Labor Plan Apr 19, 2012 25 labor Resources - Task Pricing Totals 1,726,954 Bill 11-> II6W 1 10. 8 9 1 .NMA9 1 191& 1613 137.21 1 l". I 14311 Ill0 1 10411 I 18.6 61 18992 1 - 9 21213 195 15101 1 15494 1 13118 I 180.54 .1.98 S1A9 80. 19343 j w3u Specify Add'IFees onSetup 0 Port tladlock 1 Technology Use Fee (11,320 hrs)=$30,564 incl. in ODCs Reclamation Plant, Reuse and Pipelines Final Design Services PfeiA<ea> TotilPnrg 1,726,954-. ? 1 I I I I I I Un it Rate Qty's a V ? m' T I V 1 ? _ items> ]]sage FleM Veli3e9 Pricing by Resource I = 1 - - j o I m I T m , ^ 1 _ C Y a c E j; Z If rt Un Rate> 52.20 sons Contract Type: T&M E E 1 " f ' e g g" v '- 1 E I A C _- 1 ( = F f I= T k i Total _ a 1 0 E E s 's A - L_ E : E E w " O z I E ' f , is u 4 _ G^ _ c 1 r_ I i i" 2 2 unit> W- mlk ybor Pric ng as Schedule v O Labor Hrs a 0& I ` o a - ? e x _ o f m m l ? I i a G? E r o 1 „ r „ N ng d1o> COG MgE RneE: lahorl Subs Travel' Is&EAUipI ODCs _ _ ' Totals - - Project Phases /Tasks F,.. 1 rnlu Mnnlh x 3: 0 3 21,410 38 2161 917 591. - 4 - 14 ..,1 - -sot I R 7 '2 4wntaia> 129 -1 3,104 0.0014 ] -?,?; 3 JIJ li 2S4 4 (1 = ] 7 0.l'. 3 , ,720954 1 100P t%MMiag gemeltl W.1Pr 'eR management Plan f !- _ 6 31 4 i 12 ( ___ 41 2 , 310 1 S6 . _. 1 8' 18 10 ig N - 2 ' 1 .I 2 ' - 2 1 - - 4i 1,'0.00 55,2`2 ,'207 .. 1 660 A .. ss3 - 38 57,910 ,295 - 100.2 Health & Safety Plan 100.3 P2ojeR Startup meeting 1C'OA Progress Meetings 202) 100.5 Progress Reports and Billings d 30 18A 84 21 d itl 2 2! 21? di W a01 w 121 1 1 21 161 2 I 81 l 2 2' 161 8' 2 I 2i i E I 1i 21 2 2 12 12 - r-4 4200 582 4,802 32,002 15,614 It BS 6W I?0' 497 227 593 4,883 33,818 1S,B10 m t 100 Design Aeda PIant, Pipelines Re_us e 12 40 665 1_ _ 745 a40 20 338 796 1 " 506. ..2,796 659 1,346,830 1 4401_. 362 ?... ...32.261 32 1,379;893 29 442 g . Amen 200.1M b E i Ceordtnati0n 2002 % spe29& @bate 160 ,314 9 ? ( ? T E6s T 56 38 "2 y0 1 1 506 2 }96 iH 1 659 ' aa2 ) a . 59 x11 W20 19 dwg, 110 18 w '1 - , 48,939 , 'YL2 ?3(29 dv V) 1980 1 Nr l . •2 Eft ) 1 66E 1F0' 03,3161 2 3 x05,:9 2W.1.03.2+SS,..pn6 {4 dw86i ii2 1401 I ) 1 l2i i5„Si 3a3 =5391 2W264 Wetland MR,gatw, Is 4.850. 399 iSO? 1 w9 18,866 429 ;9.295 2W2 rSAnn?ml.al ll7 rmgsi ) 721 11 16 , 21 4p1 l 19x1 ) -%e3I &.966 L99% 86.9!5 W. ^,651 .'a!al,i!nwgFl 2150 1< 1? 1 9161 424 0 1.4 ! 13;1H I 3,915 216,.9a .W20t A ch, 132 dwgsl 2:71 0 JI 896 I 2. 1d8,3M 5.8;8 194.x!9 200.21A EM. •:.a: ;;54x85; 198 l 1 35' B 21x1 258' 316,9M x.155 39 !a4 171.7114: rumentw:n '4f. 4.851 888 ]e l 821 141 I 9901 2681 f85' 1]x.033 130,4Y: .11 .21„>E.tlf :ons 632 <I 0, 4PI I 24 ! a 361 ]W 1 6321 I 90,034 1 93939 ' 2W? 1:.%: EXimate 2Atl 14 i in 1 6p H lx of 12 32 4! 24fi 1 36.90'! 7n 1 16 3J 5 Y24 2..2.12648 l B? 8 81 8i 8 - 1 641 619 I 9.54'1 16Ei 13 i9,5't't 20021:3e8mmeA2n65 2&h. . B l B M 32 gal K e 32] 16 32 2< , v>G 42682 Tif a343e I ' 301 DeHHn Renews 40 48 60 24 16 10 16. in 12 1 l 21 24 I 96 0 103,040 1,604 iRt']t 300.1 OA/QC Desi?Renews t 288 1 IU II b0 _ 6 B 29 0 16 1 40 1 B - 52,762 778 ! 53,540 3002 County Design Reviews 212 12 b 1U 24 29 16 16 16 1 12 12 12 B 2 32,82 572 32,994 3003Ecology & DOH Design Reviews 94 2; b, 20 Zd 8 1 15,906 28 254 16,187 I I 400 Pelmas 400.1 IeHeison County _. 316 1. 39 J 16 - 132 16 'I _m... 36L 6 1 16 l M / U • ) 3161 92 I 18,199 ,159 25,300 ,901 -- 2,613 I 1RN ]4111 S,SN Y41.01 Rl,ht f-Wav P-,.; '22 i1 el j 1 a 1 221 3,600 2)9 3,619 b9.i.21i Jear<nHB finding P-'T it- 3 eI I 8 I 3.6001 119 3b19 4..1.03 asMil Perm h 9p 2 81 a 161 2C1 9 iE 1 ;2,868 4E3 watnr Pr aoar '.n9 s-m 0 2 81 I I ? ? l - lI.a931 433 { ' aWto Andy AD ', pm.nt Pent 56 2. I t T o ' i Sal ?TI e,9t v a6GtP6 1. A P. 'H3b4tt Manlgemen: clan 400.2 Ecology& Grps of Engineers 12 24. 2: 6 0.2. 1 -I B a 1 '" 24 4 9.909 15,100' 5a -I 115 !35;9 N561 4W 20"IPGSSIOemwalrl 6 2', 11 I xl 1 - N 46 M, 6 [ 4.203 tno- ,aDL'IARPA; :x 2n lbve I 500G of heal. v11036et hn a15 ? SZ 8 16 0 ' 8 8 ?. - l 4 2 . ? I 3? - - 1 I 5 ? 2 Sw 140 37,594 1.9&6 'u 500.7 iIYd geafog PPart _ zz ' 1 1 e A to - _ SwYeytnH . ?_ 372 T1228 .4 ` t q I 1 a l 1 BU 1 72 142 , 1 2'NO00 19 5 23 , - W ? 660 1,334 SIB L 0,129 25,179 eY ne ]]0. 6N10 g lc [ Svrvc n Su fi00 2Pro er n ? 102 18 0 - __ _ - __ 1 1- _ _ 0 2 . , , 2.954 16 4,650 ry, q g pP Y p . _ 2 6 700 Erlelg9' EtrlneMy Design R- otals I 566 1132Q? I !? hZ ' I6 m 2K s17 601 03 44 9701 m - lob 311 612 - I ": q 1101 '> ...la /0. 1 4<2 wl "..24 434'. 120 2811 ' u I6 1 . 90 2 Rpleso 366 .71310 __. :3,109 80% 22, _152 1617010 29101 070 1.7101 10254 2 , 00 1726938 Exhibit F Breakdown of Overhead Cost Inserted at next page: Tetra Tech, Inc. Engineering and Architecture Services Statement of Direct Labor, Fringe Benefits and General Overhead Year Ended October 2, 2011 PW_Forms/Standard Consultant Agreement with Exhibits Revised 2/14/2012 Tetra Tech, Inc. Engineering and Architecture Services Statement of Direct Labor, Fringe Benefits and General Overhead Year Ended October 2, 2011 Tetra Tech, Inc. - Engineering and Architecture Services Index Year Ended October 2, 2011 Page(s) Report of Independent Auditors ...............................................................................................................1-2 Statement of Direct Labor, Fringe Benefits and General Overhead ........................................................ 3-4 Notes to Statement of Direct Labor, Fringe Benefits and General Overhead ......................................... 5-9 Report of Independent Auditors on Internal Control over Financial Reporting and on Compliance and Other Matters Based on an Audit of the Statement Performed in Accordance with Government Auditing Standards ................................................................10 Appendix A: 2011 Federal Overhead and G&A Rate Calculation .............................................. 11-12 JL1 pwc Report of Independent Auditors To the Board of Directors of Tetra Tech, Inc. We have audited the Statement of Direct Labor, Fringe Benefits and General Overhead (the "Statement") of Tetra Tech, Inc. - Engineering and Architecture Services (the "Reporting Unit") for the year ended October 2, 2011. This Statement is the responsibility of the Reporting Unit's management. Our responsibility is to express an opinion on this Statement based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the Statement is free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the Statement, assessing the accounting principles used and significant estimates made by management, and evaluating the overall Statement presentation. We believe that our audit provides a reasonable basis for our opinion. The accompanying Statement was prepared on a basis of accounting prescribed by Part 31 of the Federal Acquisition Regulation ("FAR") as discussed in Note 2, and is not intended to be a presentation in conformity with accounting principles generally accepted in the United States of America. In our opinion, the Statement referred to above presents fairly, in all material respects, the direct labor, fringe benefits and general overhead of the Reporting Unit for the year ended October 2, 2011 on the basis of accounting described in Note 2. In addition, in our opinion, the appendix listed in the accompanying index presents fairly, in all material respects, the information set forth therein when read in conjunction with the related Statement. In accordanc_e_with- Government Auditing Standards, we have also issued our report dated February 15, 2012 on our consideration of the Reporting Unit's internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on the internal control over financial reporting or on compliance. PricewaterhouseCoopers LLP, 35o South Grand Avenue, Los Angeles, CA goo7i T. (213) 356 6ooo, F. (813) 6374444, www.pwc.com/us JLI pwc That report is an integral part of an audit performed in accordance with Government Auditing Standards and should be considered in assessing the results of our audit. This report is intended solely for the use and information of the Reporting Unit and government agencies or other customers related to contracts employing the cost principles of the FAR and should not be used for any other purpose. w Q -C' u-P February 15, 2012 Los Angeles, California Tetra Tech, Inc. - Engineering and Architecture Services Statement of Direct Labor, Fringe Benefits and General Overhead Year Ended October 2, 2011 FAR Total Total Adjusted Description Reference Expenses Adjustments' Expenses Direct Labor Fringe Benefits Time Off with Pay - Vacation/Holiday/Paid Lease Incentive Bonus Payroll Taxes Group Insurance and Workers Compensation 401(k) Plan Other Employee Welfare and Benefits Subtotal Fringe Benefits Overhead Costs Indirect Labor Indirect Labor Premium Overtime Travel, Meals and Entertainment Recruiting, Relocation, Conferences and Dues Hardware, Software and Equipment Related Costs Technology Usage - Direct Cost Credit Technology Usage - Transfer to General and Administrative ("G&A") Vehicle Related Costs Vehicle Usage - Direct Cost Credit Vehicle Usage - Transfer to G&A Insurance Taxes and Licenses Professional, Outside Services and Fees Legal Fees and Settlements Office Supplies, Postage and Shipping Telecommunications Building Rent and Related Costs Depreciation and Amortization Bad Debt Fines and Penalties Other Overhead Costs State Income Taxes Subtotal Overhead Costs 31.203 $ 53,066,138 $ (2,912,036) $ 50,154,102 9,273,558 - 9,273,558 31.201-4 2,339,205 231,408 2,570,613 6,927,573 - 6,927,573 7,663,812 7,663,812 3,327,767 - 3,327,767 31.205-14 915,241 (273,632) 641,609 $ 30,447,156 $ (42,224) $ 30,404,932 31.201-3 15,271,958 (18,373) 15,253,585 250,463 - 250,463 31.205-14, 1,647,645 (237,799) 1,409,846 -22,46,-51 31.205-1 1,087,457 (67,090) 1,020,367 5,032,436 - 5,032,436 (3,629,904) 30 (3,629,874) (549,187) - (549,187) 911,345 - 911,345 (610,679) - (610,679) (1,398) - (1,398) 688,948 - 688,948 940,563 - 940,563 31.205-33 1,790,318 (2,597) 1,787,721 31.205-33, 351,755 (351,755) - -47 762,347 762,347 2,072,139 - 2,072,139 10,725,077 (1) 10,725,076 31.205-11 1,559,252 1,462 1,560,714 31.205-3 (2,601,177) 2,601,177 - 31.205-15 1,984 (1,984) - 31.205-1 1,859,743 (1,414,339) 445,404 - 1,316,390 1,316,390 $ 37,561,085 $ 1,825,121 $ 39,386,206 * The Total Adjustments column contains both increases and (decreases) to the expense category. See accompanying notes to Statement of Direct Labor, Fringe Benefits and General Overhead. 3 I a Tetra Tech, Inc. - Engineering and Architecture Services Statement of Direct Labor, Fringe Benefits and General Overhead (Continued) Year Ended October 2, 2011 FAR Total Total Adjusted Description Reference Expenses Adjustments" Expenses G&A Costs Incentive Bonus $ 231,408 $ (231,408) $ - Bid and Proposal ("B&P") Labor 31.201-4 7,305,354 - 7,305,354 Marketing and Administrative Labor 3,810,188 (994) 3,809,194 Travel, Meals and Entertainment 31.205-46,-51 1,266,345 (248,307) 1,018,039 Recruiting, Relocation, Conferences and 31.201-2, 240,630 (72,091) 168,539 Dues 205-46 Hardware, Software and Equipment 31.205-1 1,243 - 1,243 Related Costs Applied Technology Usage - Transfer from 549,187 549,187 Overhead Vehicle Related Costs - - Applied Vehicle Usage - Transfer from 1,398 1,398 Overhead Taxes and Licenses 577 577 Professional and Outside Services Fees 31.205-33 387,145 (168,007) 219,138 Office Supplies, Postage and Shipping 47,500 - 47,500 Telecommunications 2,424 2,424 Depreciation and Amortization 31.205-11 4,436 - 4,436 Contributions 31.205-8 58,017 (58,017) - Home Office Allocation 31.205-1, 70,320,100 (220,452) 6,811,647 31.205-6(p) Interest Income and Expense 31.205-20 27,730 (27,730) - Income From Minority Interest 31.205-20 (89,303) 89,303 - Federal Income Tax Expense 31.205-41 5,655,423 (5,655,423) - State Income Tax Expense 1,316,390 (1,316,390) - Other G&A Costs 31.205-1 (138,603) 176,727 38,124 Subtotal G&A Costs $ 27,709,589 $ (7,732,789) $ 19,976,800 Total Indirect Costs $ 95,717,830 $ (5,949,892) $ 89,767,938 Total Indirect Cost Rate 178.98% * The Total Adjustments column contains both increases and (decreases) to the expense category. See accompanying notes to Statement of Direct Labor, Fringe Benefits and General Overhead. 4 Tetra Tech, Inc. - Engineering and Architecture Services Notes to Statement of Direct Labor, Fringe Benefits and General Overhead Year Ended October 2, 2011 1. The Reporting Unit Tetra Tech, Inc. - Engineering and Architecture Services (the "Reporting Unit") consists of multiple branch offices in the United States, owned by Tetra Tech, Inc. (the "Parent"). The Reporting Unit provides engineering and architecture design services, together with technical and program administration services for projects related to water infrastructure, building and facilities, and transportation and land development. Revenues are derived from services provided to government and commercial clients. 2. Basis of Presentation, Significant Accounting Policies and Description of Accounting Systems Basis of Accounting The Reporting Unit's policy is to prepare its overhead schedules, which support the Statement of Direct Labor, Fringe Benefits and General Overhead (the "Statement"), on the accrual basis of accounting as prescribed by Part 31 of the Federal Acquisition Regulation ("FAR"). Accordingly, the above-mentioned Statement is not intended to be a presentation in conformity with accounting principles generally accepted in the United States. The Reporting Unit maintains a cost accounting system for the segregation of direct and indirect labor and expenses. A general ledger is maintained with separate accounts for direct and indirect expenses. Time sheets, expense reports and vendor invoices are used to accumulate direct and indirect expenses. The allocation basis for indirect costs is direct labor. Direct labor of salaried employees is calculated using the effective rate method to account for total time worked. The Reporting Unit bills its clients for the following direct costs: labor, subcontractors, supplies, travel and per diems, equipment, technology usage (per hour), and vehicle usage (per mile). The Reporting Unit uses an overhead rate with a direct and bid and proposal labor base, as well as a General and Administrative ("G&A") rate with a value added base. The value added base includes the following: direct labor, other direct costs, total overhead costs (including unallowable costs less overhead allocable to bid and proposal labor). See Appendix A to this Statement for the Reporting Unit's 2011 Overhead and G&A Rates. Accounting for Unallowable Costs Management believes the costs included in the Statement do not include any costs that are unallowable under the FAR cost principles; such as advertising and public relations costs, contributions and donations, entertainment costs, fines, penalties and lobbying costs. This includes such costs that may be identified and allocated to the Reporting Unit by its Parent. Direct Costs The Statement excludes the following classifications of direct costs which are related to projects: travel, equipment, supplies, and other direct costs. For subcontractors, the source of the direct charge is the vendor invoice received by the Reporting Unit. Tetra Tech, Inc. - Engineering and Architecture Services Notes to Statement of Direct Labor, Fringe Benefits and General Overhead Year Ended October 2, 2011 Project Cost System The Reporting Unit maintains a job order cost accounting system for the recording and accumulation of costs incurred under its contracts. Each project is assigned a job number so that costs are segregated and accumulated in the Reporting Unit's job order cost accounting system. Direct charge personnel are paid salaries and wages for all hours incurred. The Reporting Unit charges labor to all projects based on actual costs incurred. Proposals The Reporting Unit's method of estimating costs for pricing purposes during the proposal process is consistent with the accumulation and reporting of costs under its job cost accounting system. Allocation from Parent Overhead incurred by the Parent is allocated to the Reporting Unit based on a three-factor formula. This corporate overhead allocation is included in the Statement. Uncompensated Overtime The Reporting Unit pays overtime to both hourly and salaried employees. The overtime for these employees must be approved prior to being incurred. Paid Overtime Overtime costs are incurred in meeting certain deadlines. If a non-exempt employee is eligible for overtime, the payment is equal to time and a half ("premium portion"). The premium portion of paid overtime is included in the Overhead Costs section of the Statement. Contract Labor The Reporting Unit may utilize contract labor which is treated as a direct cost (as subcontract or other direct costs) and invoiced to the project. Highly Compensated Employees The Reporting Unit and Parent engaged an external services firm that specializes in employee benefits and compensation to review the total compensation incurred for its senior executives as defined by FAR 31.205-6(p). Total compensation for senior executives was compared by the external services firm to the Parent and Reporting Unit's peers. The peer group was selected based upon competitors of similar size within the engineering and construction industry that had similar annual revenues and employees. A listing of those companies may be found in the most recent Tetra Tech, Inc., Corporation Proxy Statement that was filed with the Securities and Exchange Commission. Compensation for the Parent and Reporting Unit's senior executives was determined to be reasonable in comparison to its peer group. The Reporting Unit distributes labor costs to projects for all employee classifications. The Reporting Unit did not pay compensation to senior executives in excess of the FAR subpart 31.205-6(p) limit of $693,951 per person during the year ended October 2, 2011. Pension The Reporting Unit has a defined contribution 401(k) plan meeting the requirements of FAR subpart 31.205-60), to which. it makes cash contributions/payments each year. 6 Tetra Tech, Inc. - Engineering and Architecture Services Notes to Statement of Direct Labor, Fringe Benefits and General Overhead Year Ended October 2. 2011 Depreciation Depreciation for property and equipment is calculated using a straight-line method over the estimated useful lives of the respective assets. Leasehold improvements are amortized on the straight-line basis over the shorter of the term of the lease or the life of the asset. Such methods meet the requirements of FAR subpart 31.205-11. Upon sale or retirement of property and equipment, the related cost and accumulated depreciation are removed from the accounts and any gain or loss is adjusted to the overhead cost pool within the other overhead costs category in the Statement. Related Parties The Reporting Unit has no related party transactions outside of the Parent. 3. Definition of Terms Direct Labor Costs All salaries and wages specifically identified with a project except for the cost of compensated personal absence (holidays, vacations, sick leave and excused absence). Fringe Benefits Costs All Reporting Unit costs for compensated personal absence (holidays, vacations, sick leave and excused absence), payroll taxes and insurance (State Unemployment, Federal Unemployment and Federal Insurance Contributions Acts, group insurance (medical and dental costs), bonus, and funded pension costs. Indirect Labor Costs All salaries and wages not specifically identified with a final cost objective are included in overhead or G&A cost pools in the Statement. General Overhead Costs Any management, financial and other expense which is incurred by or allocated to the Reporting Unit and is for the general management and administration of all projects as a whole. 4. Summary The following summarizes the allowable overhead rates incurred by the organization for the year ended October 2, 2011: Fringe Benefit Rate 60.62% General Overhead Rate 118.36% Combined Rate 178.98% 5. FAR References for Unallowable Costs 31.201 General - All costs must be reasonable, allocable, follow Generally Accepted Accounting Principles and practices appropriate to the circumstances in order to be allowable. 7 Tetra Tech, Inc. - Engineering and Architecture Services Notes to Statement of Direct Labor, Fringe Benefits and General Overhead Year Ended October 2, 2011 31.201-2 Allowability - A cost is allowable only when the cost complies with all of the following requirements: (1) reasonableness, (2) allocability, (3) standards promulgated by the Cost Accounting Standards Board, and (4) terms of the contract. 31.201-3 Reasonable - A cost is reasonable if, in its nature and amount, it does not exceed that which would be incurred by a prudent person in the conduct of competitive business. 31.201-4 Allocability - A cost is allocable if it is assignable or chargeable to one or more cost objectives on the basis of relative benefits received or other equitable relationship. 31.202 Direct Costs - Costs specifically identified with a final cost objective are direct costs of that cost objective. Direct costs are not included in any indirect cost pool to be allocated to that or any other final cost objective. 31.203 Indirect Costs - Costs specifically identified as indirect should be allocated based on all applicable provisions. All costs incurred for the same purpose, in like circumstances, that have been included as a direct cost of that or any other cost objective are not indirect costs. 31.205-1 Public Relations and Advertising Costs - Advertising for enhancement of corporate image is an unallowable cost. 31.205-3 Bad Debts - Bad debts, including actual or estimated losses arising from uncollectible accounts receivable due from customers and other claims, and any directly associated costs such as collection costs, and legal costs are unallowable. 31.205-6(p) Limitation on Allowability of Compensation for Certain Contractor Personnel (Executive Compensation Benchmarks) - Compensation for certain highly compensated employees in management positions in excess of executive compensation benchmarks are unallowable. 31.205-8 Contributions and Donations - Contributions or donations, including cash, property and services are unallowable. 31.205-11 Depreciation - Depreciation on a contractor's plant, equipment, and other capital facilities is an allowable contract cost. 31.205-14 Entertainment Costs - Costs of amusements, diversions, social activities and any directly associated costs such as tickets to shows or sporting events, meals, lodging, rentals, transportation, and gratuities are unallowable. Costs of membership in social, dining, or country clubs or other organizations having the same purposes are also unallowable, regardless of whether the cost is reported as taxable income to the employees. 31.205-15 Fines, Penalties, and Mischarging Costs - Costs of fines and penalties resulting from violations of, or failure of the contractor to comply with, Federal, state, local, or foreign laws and regulations, are unallowable. 31.205-20 Interest and Other Financial Costs - Interest on borrowings, bond discounts, costs of financing and refinancing capital, legal and professional fees paid in connection with preparing prospectuses, and costs of preparing and issuing stock rights are unallowable. 31.205-22 Lobbying and Political Activity Costs - Costs associated with lobbying and political activities to influence any Federal, state or local election, legislation, or employee is unallowable. 8 Tetra Tech, Inc. - Engineering and Architecture Services Notes to Statement of Direct Labor, Fringe Benefits and General Overhead Year Ended October 2, 2011 31.205-33 Professional and Consultant Service Costs - Costs of professional and consultant services are allowable in relation to the services rendered and when not contingent upon recovery of the costs from the U.S. Government. 31.205-41 Taxes - Federal income and excess profit taxes are unallowable. 31.205-46 Travel Costs - Meals and lodging in excess of Federal per diem rates are unallowable. 31.205-47 Legal - Costs related to proceedings brought by a Federal, state, or local government for violation of a law are unallowable. 31.205-51 Alcoholic Beverages - Costs of alcoholic beverages are unallowable. 9 JL pwc Report of Independent Auditors on Internal Control over Financial Reporting and on Compliance and Other Matters Based on an Audit of the Statement Performed in Accordance with Government Auditing Standards To the Board of Directors of Tetra Tech. Inc. We have audited the Statement of Direct Labor, Fringe Benefits and General Overhead (the "Statement") of the Tetra Tech, Inc. - Engineering and Architecture Services Reporting Unit (the "Reporting Unit") for the year ended October 2, 2011, and have issued our report thereon dated February 15, 2012. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Internal Control Over Financial Reporting In planning and performing our audit, we considered the Reporting Unit's internal control over financial reporting as a basis for designing our auditing procedures for the purpose of expressing our opinion on the Statement, but not for the purpose of expressing an opinion on the effectiveness of the Reporting Unit's internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Reporting Unit's internal control over financial reporting. A deficiency in internal control exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct misstatements on a timely basis. A material weakness is a deficiency, or combination of deficiencies, in internal control, such that there is a reasonable possibility that a material misstatement of the entity's financial statements will not be prevented, or detected and corrected on a timely basis. Our consideration of internal control over financial reporting was for the limited purpose described in the first paragraph of this section and was not designed to identify all deficiencies in internal control that might be deficiencies, significant deficiencies, or material weaknesses. We did not identify any deficiencies in internal control over financial reporting that we consider to be material weaknesses, as defined above. Compliance and Other Matters As part of obtaining reasonable assurance about whether the Reporting Unit's Statement is free of material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements, noncompliance with which could have a direct and material effect on the determination of Statement amounts. However, providing an opinion on compliance with those provisions was not an objective of our audit and, accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance or other matters that are required to be reported under Government Auditing Standards. This report is intended solely for the use and information of the Reporting Unit and government agencies or other customers related to contracts employing the cost principles of the FAR and should not be used for any other purpose. ti 1u e, u?ar? ht?t as',n, t,? ,.J (,, t. February 15, 2012 Los Angeles, California PricewaterhouseCoopers LLP, 35o South Grand Avenue, Los Angeles, CA goo7i T. (213) 356 6ooo, F. (813) 6374444, www.Pwc.com/us Tetra Tech, Inc. - Engineering and Architecture Services Appendix A: 2011 Federal Overhead and G&A Rate Calculation Year Ended October 2, 2011 Description FAR Reference Total Expenses Total Adjustments* Adjusted Expenses Fringe Benefits Time Off with Pay - Vacation/Holiday/Paid $ 9,273,558 $ - $ 9,273,558 Leave Incentive Bonus 31.201-4 2,339,205 231,408 2,570,613 Payroll Taxes 6,927,573 - 6,927,573 Group Insurance and Workers' Compensation 7,663,812 - 7,663,812 401(k) Plan 3,327,767 - 3,327,767 Other Employee Welfare and Benefits 31.205-14 915,241 (273,632) 641,609 Employee Fringe Transfer for Marketing and (1,508,834) 394 (1,508,440) G&A Labor Subtotal Fringe Benefits $28,938,322 $ (41,830) $ 28,896,492 Overhead Costs Indirect Labor 31.201-3 15,271,958 (18,373) 15,253,585 Indirect Labor Premium Overtime 250,463 - 250,463 Travel, Meals and Entertainment 31.205-6,-8, - 1,647,645 (237,799) 1,409,846 14,-22,-46,-51 Recruiting, Relocation, Conferences and Dues 31.205-1 1,087,457 (67,090) 1,020,367 Hardware, Software and Equipment Related 5,032,436 - 5,032,436 Costs Technology Usage - Direct Cost Credit (3,629,904) 30 (3,629,874) Technology Usage - Transfer to G&A (549,187) - (549,187) Vehicle Related Costs 911,345 - 911,345 Vehicle Usage - Direct Cost Credit (610,679) - (610,679) Vehicle Usage - Transfer toG&A (1,398) - (1,398) Insurance 688,948 - 688,948 Taxes and Licenses 940,563 - 940,563 Professional, Outside Services and Fees 31.205-33 1,790,318 (2,597) 1,787,721 Legal Fees and Settlements 31.205-33, 351,755 (351,755) - -47 Office Supplies, Postage and Shipping 762,347 - 762,347 Telecommunications 2,072,139 - 2,072,139 Building Rent and Related Costs 10,725,077 (1) 10,725,076 Depreciation and Amortization 31.205-11 1,559,252 1,462 1,560,714 Bad Debt 31.205-3 (2,601,177) 2,601,177 - Fines and Penalties 31.205-15 1,984 (1,984) - Other Overhead Costs 31.205-1 1,859,743 (1,414,339) 445,404 State Income Taxes - 1,316,390 1,316,390 Subtotal Overhead Costs $37,561,085 $ 1,825,121 $ 39,386,206 Total Indirect Costs $66,499,407 $ 1,783,291 $ 68,282,698 Direct, B&P Labor Direct Labor 53,066,138 (2,912,036) 50,154,102 B&P Labor 7,305,354 - 7,305,354 Total Direct, B&P Labor $60,371,492 $ (2,912,036) $ 57,459,456 Overhead Rate 118.84%a * The Total Adjustments column contains both increases and (decreases) to the expense category. 11 Tetra Tech, Inc. - Engineering and Architecture Services Appendix A: 2011 Federal Overhead and G&A Rate Calculation (Continued) Year Ended October 2, 2011 Description FAR Reference Total Expenses Total Adjustments* Adjusted Expenses G&A Costs Incentive Bonus $ 231,408 $ (231,408) $ - B&P Labor 31.201-4 7,305,354 - 7,305,354 Marketing and Administrative Labor 3,810,188 (994) 3,809,194 Travel, Meals and Entertainment 31.205-46,- 1,266,345 (248,307) 1,018,038 51 Recruiting, Relocation, Conferences 31.201-2, 240,630 (72,091) 168,539 and Dues 205-22,-46 Hardware, Software and Equipment 1,243 - 1,243 Related Costs Applied Technology Usage - Transfer 549,187 - 549,187 from Overhead Applied Vehicle Usage - Transfer from 1,398 - 1,398 Overhead Taxes and Licenses 577 - 577 Professional and Outside Services 31.205-33 387,145 (168,007) 219,138 Fees Office Supplies, Postage and Shipping 47,500 - 47,500 Telecommunications 2,424 - 2,424 Depreciation and Amortization 31.205-11 4,436 - 4,436 Contributions 31.205-8 58,017 (58,017) - Home Office Allocation 31.205-1, 7,032,099 (220,452) 6,811,647 Interest Income and Expense Income From Minority Interest Federal Income Tax Expense State Income Tax Expense Employee Fringe Transfer for B&P, Marketing and G&A Labor B&P Overhead Other G&A Costs Total G&A Costs Value Added Base Direct Labor Other Direct Costs Total Overhead Costs Plus: Unallowable Overhead Costs Less: Overhead Allocable to B&P Total Value Added Base 31.205-6(p) 31.205-20 27,730 (27, 730) - 31.205-20 (89,303) 89,303 - 31.205-41 5,655,423 (5,655,423) - 31.205-41 1,316,390 (1,316,390) - 31.205-1 1,508,834 (394) 1,508,440 8,683,875 - 8,683,875 (138,603) 176,727 38,124 $ 37, 902, 297 A__(7,733,183) $ 30,169,114 53,066,138 (2,912,036) 50,154,102 15,187, 893 - 15,187, 893 66,499,407 1,804,204 68,303,611 - (1,649,074) (1,649,074) (8,683,875) - (8,683,875) $ 126,069,563 $ (2,756,906) $ 123,312,657 G&A Rate 24.47% * The Total Adjustments column contains both increases and (decreases) to the expense category. 12 Exhibit G Subcontracted Work The AGENCY permits subcontracts for the following portions of the work of this AGREEMENT: Hydrogeological Engineering & Environmental Assessment - HWA Geosciences Environmental & Permitting - ESA Adolfson PW Forms/Standard Consultant Agreement with Exhibits Revised 2/14/2012 Exhibit G-1 Subconsultant Fee Determination - Summary Sheet (Mandatory when Subconsultants are utilized) Project: PORT HADLOCK WASTEWATER FACILITY FINAL DESIGN SERVICES, RECLAMATION PLANT AND INFLUENT PIPELINE SubConsultant: 14WA Geosciences DIRECT SALARY COST (DSC): Classification Man Hours Rate = Cost Principal 32 x 72.13 $ 2,308.16 Project Manager 55 x 43.89 $ 2,413.95 Project Engineer 6 x 50.03 $ 300.18 Geologist 32 x 29.16 $ 933.12 CAD 6 x 22.71 $ 136.26 Administrative 4 x 21.18 $ 84.72 TOTAL DSC = $ 6,176.39 OVERHEAD (OH cost - including Salary Additives): OH Rate x DSC of 188.32% x $6,176.39 = $ 11,631.38 FIXED FEE (FF): FF Rate x (DSC+OH) of REIMBURSABLES: 13 % x ($11,631.38+6,176.39)= $2,315.0 1 _ $ 4,977.00 Itemized SUBCONSULTANT TOTAL Mileage = $ 200.00 Lab Testing = $ 1,990.00 backhoe operator subcontract = $ 2,787.00 $ 25,099.78 PW Forms/Standard Consultant Agreement with Exhibits Revised 2/14/2012 Exhibit G-1 Subconsultant Fee Determination - Summary Sheet (Mandatory when Subconsultants are utilized) Project: PORT_HADLOCK WASTEWATER FACILITY FINAL DESIGN SERVICES, RECLAMATION PLANT AND INFLUENT PIPELINE SubConsultant: ESA Adolfson DIRECT SALARY COST (DSC): Classification Man Hours Rate = Cost Director, QA/QC 2 x 51.92 $ 103.84 Project Manager 46 x 43.29 $1991.34 Senior Scientist 12 x 41.35 $ 496.20 Environmental Desigt 2 x 40.34 $ 80.68 Project Scientist 52 x 29.04 $1510.08 Project Planner 42 x 23.00 $ 966.00 CAD Mapping 26 x 22.34 $ 580.84 Graphics 18 x 29.22 $ 525.96 _ Administrative 12 x 23.10 $ 277.20 Clerical 4 x 19.76 $ 79.04 TOTAL DSC = $6,611.18 OVERHEAD (OH cost - including Salary Additives): OH Rate x DSC of 208.95 % x $6,611.18 = $13,814.06 FIXED FEE (FF): FF Rate x (DSC+OH) of 10 % x ($ 13,814.06+6,611.18) _ $ 2042.52 REIMBURSABLES: _ $ 562.00 Mileage = $ 202.00 Itemized Camera = $ 50.00 Copies = $ 250.00 Ferry = $ 60.00 SUBCONSULTANT TOTAL = $23,029.76 PW Forms/Standard Consultant Agreement with Exhibits Revised 2/14/2012 Exhibit G-2 Subconsultant Fee Determination - Summary Sheet (Specific Rates of Pay) Fee Schedule Subconsultant: HWA Geosciences Discipline or Job Title Hourly Rate Overhead % Profit % Rate Per Hour Principal $65-$75 188.32% 13% $212-$244 Project Manager $40-$50 188.32% 13% $130-$163 Senior Geologist $34-$41 188.32% 13% $111-$134 Project Engineer $38-$57 188.32% 13% $124-$186 Geologist $26-$35 188.32% 13% $85-$114 CAD $20-$24 188.32% 13% $65-$78 Administrative $18-$22 188.32% 13% $59-$72 PW_Forms/Standard Consultant Agreement with Exhibits Revised 2/14/2012 . -P Subconsultant ESA Adolfson Discipline or Job Title Hourly Rate Overhead % Profit % Rate Per Hour Project Manager $44-$54 208.95% 10% $150-$184 Senior Scientist $42-$46 208.95% 10% $142-$156 Project Scientist $30-$38 208.95% 10% $102-$129 Staff Scientist $24-$28 208.95% 10% $82-$95 Administrative $23-$32 208.95% 10% $78-$109 Technical LA $30-$46 208.95% 10% $102-$157 GIS Mapping $24-$31 208.95% 10% $82-$106 PW Forms/Standard Consultant Agreement with Exhibits Revised 2/14/2012 Exhibit H Title VI Assurances During the performance of this AGREEMENT, the CONSULTANT, for itself, its assignees, and successors in interest agrees as follows: Compliance with Regulations: The CONSULTANT shall comply with the Regulations relative to non- discrimination in federally assisted programs of the AGENCY, Title 49, Code of Federal Regulations, Part 21, as they may be amended from time to time (hereinafter referred to as the "REGULATIONS"), which are herein incorporated by reference and made a part of this AGREEMENT. 2. Non-discrimination: The CONSULTANT, with regard to the work performed during the AGREEMENT, shall not discriminate on the grounds of race, color, sex, or national origin in the selection and retention of sub-consultants, including procurement of materials and leases of equipment. The CONSULTANT shall not participate either directly or indirectly in the discrimination prohibited by Section 21.5 of the REGULATIONS, including employment practices when the AGREEMENT covers a program set forth in Appendix B of the REGULATIONS. Solicitations for Sub-consultants, Including Procurement of Materials and Equipment: In all solicitations either by competitive bidding or negotiations made by the CONSULTANT for work to be performed under a sub-contract, including procurement of materials or leases of equipment, each potential sub-consultant or supplier shall be notified by the CONSULTANT of the CONSULTANT'S obligations under this AGREEMENT and the REGULATIONS relative to non-discrimination on the grounds of race, color, sex, or national origin. 4. Information and Reports: The CONSULTANT shall provide all information and reports required by the REGULATIONS or directives issued pursuant thereto, and shall permit access to its books, records, accounts, other sources of information, and its facilities as may be determined by AGENCY. Where any information required of a CONSULTANT is in the exclusive possession of another who fails or refuses to furnish this information, the CONSULTANT shall so certify to the AGENCY and shall set forth what efforts it has made to obtain the information. Sanctions for Non-compliance: In the event of the CONSULTANT'S non-compliance with the non- discrimination provisions of this AGREEMENT, the AGENCY shall impose such AGREEMENT sanctions as it, may determine to be appropriate, including, but not limited to: • Withholding of payments to the CONSULTANT under the AGREEMENT until the CONSULTANT complies, and/or; • Cancellation, termination, or suspension of the AGREEMENT, in whole or in part Incorporation of Provisions: The CONSULTANT shall include the provisions of paragraphs (1) through (5) in every sub-contract, including procurement of materials and leases of equipment, unless exempt by the REGULATIONS, or directives issued pursuant thereto. The CONSULTANT shall take such action with respect to any sub-consultant or procurement as the AGENCY may direct as a means of enforcing such provisions including sanctions for non-compliance. Provided, however, that in the event a CONSULTANT becomes involved in, or is threatened with, litigation with a sub-consultant or supplier as a result of such direction, the CONSULTANT may request the AGENCY enter into such litigation to protect the interests of the AGENCY and, in addition, the CONSULTANT may request the United States enter into such litigation to protect the interests of the United States. PW_Forms/Standard Consultant Agreement with Exhibits Revised 2/14/2012 .. * t Exhibit I Payment Upon Termination of Agreement By the Agency Other Than for Fault of the Consultant (Refer to Agreement, Section IX) Lump Sum Contracts A final payment shall be made to the CONSULTANT which when added to any payments previously made shall total the same percentage of the Lump Sum Amount as the work completed at the time of termination is to the total work required for the PROJECT. In addition, the CONSULTANT shall be paid for any authorized extra work completed. Cost Plus Fixed Fee Contracts A final payment shall be made to the CONSULTANT which when added to any payments previously made, shall total the actual costs plus the same percentage of the fixed fee as the work completed at the time of termination is to the total work required for the Project. In addition, the CONSULTANT shall be paid for any authorized extra work completed. Specific Rates of Pay Contracts A final payment shall be made to the CONSULTANT for actual hours charged at the time of termination of this AGREEMENT plus any direct non salary costs incurred at the time of termination of this AGREEMENT. Cost Per Unit of Work Contracts A final payment shall be made to the CONSULTANT for actual units of work completed at the time of termination of this AGREEMENT. PW Forms/Standard Consultant Agreement with Exhibits Revised 2/14/2012 . Exhibit J Alleged Consultant Design Error Procedures The purpose of this exhibit is to establish a procedure to determine if a consultant's alleged design error is of a nature that exceeds the accepted standard of care. In addition, it will establish a uniform method for the resolution and/or cost recovery procedures in those instances where the agency believes it has suffered some material damage due to the alleged error by the consultant. Step I - Potential Consultant Design Error(s) is Identified by Agency's Project Manager At the first indication of potential consultant design error(s), the first step in the process is for the Agency's project manager to notify the Director of Public Works or Agency Engineer regarding the potential design error(s). For federally funded projects, the Region Highways and Local Programs Engineer should be informed and involved in these procedures. (Note: The Director of Public Works or Agency Engineer may appoint an agency staff person other than the project manager, who has not been as directly involved in the project, to be responsible for the remaining steps in these procedures.) Step 2 - Project Manager Documents the Alleged Consultant Design Error(s) After discussion of the alleged design error(s) and the magnitude of the alleged error(s), and with the Director of Public Works or Agency Engineer's concurrence, the project manager obtains more detailed documentation than is normally required on the project. Examples include: all decisions and descriptions of work; photographs, records of labor, materials and equipment. Step 3 - Contact the Consultant Regarding the Alleged Design Error(s) If it is determined that there is a need to proceed further, the next step in the process is for the project manager to contact the consultant regarding the alleged design error(s) and the magnitude of the alleged error(s). The project manager and other appropriate agency staff should represent the agency and the consultant should be represented by their project manger and any personnel (including sub-consultants) deemed appropriate for the alleged design error(s) issue. Step 4 - Attempt to Resolve Alleged Design Error with Consultant After the meeting(s) with the consultant have been completed regarding the consultant's alleged design error(s), there are three possible scenarios: It is determined via mutual agreement that there is not a consultant design error(s). If this is the case, then the process will not proceed beyond this point. It is determined via mutual agreement that a consultant design error(s) occurred. If this is the case, then the Director of Public Works or Agency Engineer, or their representatives, negotiate a settlement with the consultant. The settlement would be paid to the agency or the amount would be reduced from the consultant's agreement with the agency for the services on the project in which the design error took place. There is not a mutual agreement regarding the alleged consultant design error(s). The consultant may request that the alleged design error(s) issue be forwarded to the Director of Public Works or Agency Engineer for review. PW Forms/Standard Consultant Agreement with Exhibits Revised 2/14/2012 Exhibit K Consultant Claim Procedures The purpose of this exhibit is to describe a procedure regarding claim(s) on a consultant agreement. The following procedures should only be utilized on consultant claims greater than $1,000. If the consultant's claim(s) are a total of $1,000 or less, it would not be cost effective to proceed through the outlined steps. It is suggested that the Director of Public Works or Agency Engineer negotiate a fair and reasonable price for the consultant's claim(s) that total $1,000 or less. This exhibit will outline the procedures to be followed by the consultant and the agency to consider a potential claim by the consultant. Step 1 - Consultant Files a Claim with the Agency Project Manager If the consultant determines that they were requested to perform additional services that were outside of the agreement's scope of work, they may be entitled to a claim. The first step that must be completed is the request for consideration of the claim to the Agency's project manager. The consultant's claim must outline the following: • Summation of hours by classification for each firm that is included in the claim; • Any correspondence that directed the consultant to perform the additional work; • Timeframe of the additional work that was outside of the project scope; • Summary of direct labor dollars, overhead costs, profit and reimbursable costs associated with the additional work; and • Explanation as to why the consultant believes the additional work was outside of the agreement scope of work. Step 2 - Review by Agency Personnel Regarding the Consultant's Claim for Additional Compensation After the consultant has completed step 1, the next step in the process is to forward the request to the Agency's project manager. The project manager will review the consultant's claim and will meet with the Director of Public Works or Agency Engineer to determine if the Agency agrees with the claim. If the Agency project manager, Director of Public Works or Agency Engineer agree with the consultant's claim, send a request memo, including backup documentation to the consultant to either supplement the agreement, or create a new agreement for the claim. After the request has been approved, the Agency shall write the supplement and/or new agreement and pay the consultant the amount of the claim. Inform the consultant that the final payment for the agreement is subject to audit. No further action in needed regarding the claim procedures. If the Agency does not agree with the consultant's claim, proceed to step 3 of the procedures. Step 3 - Preparation of Support Documentation Regarding Consultant's Claim(s) PW_Forms/Standard Consultant Agreement with Exhibits Revised 2/14/2012 J A v If the Agency does not agree with the consultant's claim, the project manager shall prepare a summary for the Director of Public Works or Agency Engineer that included the following: • Copy of information supplied by the consultant regarding the claim; • Agency's summation of hours by classification for each firm that should be included in the claim; • Any correspondence that directed the consultant to perform the additional work; • Agency's summary of direct labor dollars, overhead costs, profit and reimbursable costs associated with the additional work; • Explanation regarding those areas in which the Agency does/does not agree with the consultant's claim(s); • Explanation to describe what has been instituted to preclude future consultant claim(s); and • Recommendations to resolve the claim. Step 4 - Director of Public Works or Agency Engineer Reviews Consultant Claim and Agency Documentation The Director of Public Works or Agency Engineer shall review and administratively approve or disapprove the claim, or portions thereof, which may include getting Agency Council or Commission approval (as appropriate to agency dispute resolution procedures). Step 5 - Informing Consultant of Decision Regarding the Claim The Director of Public Works or Agency Engineer shall notify (in writing) the consultant of their final decision regarding the consultant's claim(s). Include the final dollar amount of the accepted claim(s) and rationale utilized for the decision. Step 6 - Preparation of Supplement or New Agreement for the Consultant's Claim(s) The agency shall write the supplement and/or new agreement and pay the consultant the amount of the claim. Inform the consultant that the final payment for the agreement is subject to audit. PW_Forms/Standard Consultant Agreement with Exhibits Revised 2/14/2012 ? h Exhibit M-1(a) Certification Of Consultant Project No. q Local Agency I hereby certify that I am and duly authorized representative of the firm of lC-?l /'t7??''? whose address is /1d?,elIC ?h??il ? 1?'Y 6/0/ and that neither I nor the above firm I here represent has: (a) Employed or retained for a commission, percentage, brokerage, contingent fee, or other consideration, any firm or person (other than a bona fide employee working solely for me or the above CONSULTANT) to solicit or secure the AGREEMENT; (b) Agreed, as an express or implied condition for obtaining this contract, to employ or retain the services of any firm or person in connection with carrying out this AGREEMENT; or (c) Paid, or agreed to pay, to any firm, organization or person (other than a bona fide employee working solely for me or the above CONSULTANT) any fee, contribution, donation, or consideration of any kind for, or in connection with, procuring or carrying out this AGREEMENT; except as hereby expressly stated (if any); Date Signatur PW Forms/Standard Consultant Agreement with Exhibits Revised 2/14/2012 .s A P Exhibit M-1(b) Certification Of Agency Official I hereby certify that I am the AGENCY Official of the Local Agency of _ j c t#c,r5or? a_ , Washington, and that the consulting firm or its representative has not been required, directly or indirectly as an express or implied condition in connection with obtaining or carrying out this AGREEMENT to: (a) Employ or retain, or agree to employ to retain, any firm or person; or (b) Pay, or agree to pay, to any firm, person, or organization, any fee, contribution, donation, or consideration of any kind; except as hereby expressly stated (if any): Name Al6n le- )Fe,,je- I--,-s (please print) Signatu Date ?? 7• / PW_Forms/Standard Consultant Agreement with Exhibits Revised 2/14/2012 n ? r Exhibit M-2 Certification Regarding Debarment, Suspension, and Other Responsibility Matters-Primary Covered Transactions 1. The prospective primary participant certifies to the best of its knowledge and belief, that it and its principals: A. Are not presently debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded from covered transactions by any federal department or agency; B. Have not within a three-year period preceding this proposal been convicted of or had a civil judgment rendered against them for commission or fraud or a criminal offense in connection with obtaining, attempting to obtain, or performing a public (federal, state, or local) transaction or contract under a public transaction; violation of federal or state antitrust statues or commission of embezzlement, theft, forgery, bribery, falsification or destruction of records, making false statements, or receiving stolen property; C. Are not presently indicted for or otherwise criminally or civilly charged by a governmental entity (federal, state, or local) with commission of any of the offenses enumerated in paragraph I( B) of this certification; and D. Have not within a three (3) year period preceding this application/proposal had one or more public transactions (federal, state, or local) terminated for cause or default. II. Where the prospective primary participant is unable to certify to any of the statements in this certification, such prospective participant shall attach an explanation to this proposal. Consultant (Firm): Name sum'`` of Co ltant Date PW Forms/Standard Consultant Agreement with Exhibits Revised 2/14/2012 Exhibit M-3 Certification Regarding The Restrictions of The use of Federal Funds for Lobbying The prospective participant certifies, by signing and submitting this bid or proposal, to the best of his or her knowledge and belief, that: No federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to any person for influencing or attempting to influence an officer or employee of any Federal agency, a member of Congress, an officer or employee of Congress, or an employee of a member of Congress in connection with the awarding of any Federal contract, the making of any Federal grant, the making of any Federal loan, the entering into of any cooperative agreement, and the extension, continuation, renewal, amendment, or modification of any Federal contract, grant, loan, or cooperative agreement. 2. If any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any Federal agency, a member of Congress, an officer or employee of Congress, or an employee of a member of Congress in connection with this Federal contract, grant, loan, or cooperative agreement, the undersigned shall complete and submit Standard Form-LLL, "Disclosure Form to Report Lobbying," in accordance with its instructions. This certification is a material representation of fact upon which reliance was placed when this transaction was made or entered into. Submission of this certification is a prerequisite for making or entering into this transaction imposed by Section 1352, Title 31, U.S. Code. Any person who fails to file the required certification shall be subject to a civil penalty of not less than $10,000 and not more than $100,000 for each such failure, The prospective participant also agrees by submitting his or her bid or proposal that he or she shall require that the language of this certification be included in all lower tier subcontracts which exceed $100,000 and that all such sub-recipients shall certify and disclose accordingly. Name .C-- 29=rz Date PW Forms/Standard Consultant Agreement with Exhibits Revised 2/14/2012 Consultant i OW Exhibit M-4 Certificate of Current Cost or Pricing Data This is to certify that, to the best of my knowledge and belief, the cost or pricing data (as defined in section 15.401 of the Federal Acquisition Regulation (FAR) and required under FAR subsection 15.403-4) submitted, either actually or by specific identification in writing, to the contracting officer or to the contracting officer's representative in support of Port Hadlock Wastewater Facility Final Design Services, Reclamation Plant and Influent Pipeline--------------------------------* are accurate, complete, and current as of 19 April 2012----------- **. This certification includes the cost or pricing data supporting any advance agreements and forward pricing rate agreements between the offer or and the Government that are part of the proposal. Firm Nam( Title Sign Date f * Identify the proposal, quotation, request for price adjustment, or other submission involved, giving the appropriate identifying number (e.g., RFP No.). * * Insert the day, month, and year when price negotiations were concluded and price agreement was reached. *** Insert the day, month, and year of signing, which should be as close as practicable to the date when the price negotiations were concluded and the contract price was agreed to. PW Forms/Standard Consultant Agreement with Exhibits Revised 2/14/2012