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County Administrator's Briefing Session
Commissioners Office
JEFFERSON COUNTY
BOARD OF COUNTY COMMISSIONERS
AGENDA REQUEST
TO: Board of County Commissioners
Philip Morley, County Administrator
FROM: Erin Lundgren, Clerk of the Board/Human Resources Manager
DATE: November 10, 2014
SUBJECT: Discussion re: Participation in the Association of Washington Cities
Workers' Compensation Retrospective Rating Program
STATEMENT OF ISSUE:
For several years Jefferson County has participated in the sponsored Washington State Association of
Counties (WSAC) Select Retro Pool and Workplace Safety Alliance. WAC 296 -17B regulates retrospective
rating for workers' compensation insurance. Retrospective rating (retro) is a voluntary financial incentive
program offered by the Department of Labor and Industries to encourage improvements in workplace safety.
Participating in retro creates an opportunity to earn refunds of required premium payments. However,
participation involves risk because additional premiums can be assessed when participants are not successful
in controlling losses. Employers control losses by preventing workplace illnesses and injuries, and helping
injured workers return to work. If a sponsored group receives a net assessment for two consecutive coverage
periods, the group is placed on probationary status. If a sponsored group receives a net assessment in the
following coverage period, that group will be denied future enrollment and the sponsoring organization will
not be allowed to sponsor another group in the same industry category for the five years following the third
coverage period with a net assessment.
Members of the WSAC Select Retro Pool and Workplace Safety Alliance meet annually to review the retro
plan and decide whether or not to reenroll in the program. In the past, the WSAC Retro group has received
refunds, as well as net assessments. However, in the last two consecutive coverage periods the WSAC Retro
group received net assessments and the group anticipates a third consecutive assessment. During the annual
WSAC Retro group meeting earlier this year is was decided that the group would not continue pooling. As a
result, WSAC terminated its contract with Sedgwick, which is the agency that provides retro pool services
and L &I claims administration services to the member Counties participating in the WSAC Retro group. The
termination of the contract with Sedgwick is effective December 15, 2014 and Jefferson County will no
longer have claims administration services through Sedgwick as of that date.
ANALYSIS:
WSAC has been working with the Association of Washington Cities (AWC) on a proposal for AWC to
provide retro program services to WSAC member counties. In September, a final proposal was agreed to by
County Administrator's Briefing Session
Commissioners Office
both WSAC and AWC. AWC's Retro Program Manager Brian Bishop is conducting meetings with WSAC
member counties to discuss interest in AWC's services and pool. He has provided the attached information
about AWC's retro program for Jefferson County to consider and is available to discuss the program and
answer any questions.
RECOMMENDATION:
The Board is being asked to provide direction to staff on whether the County is interested in participating in
AWC's Retro Program pool, and claims administration services, or whether the County is interested in
participating in AWC's claims administration services only. Upon direction from the Board, staff will work
with AWC representatives on processing participation agreements that will be submitted to the Board for
approval at a future meeting.
REVIEWED BY:
P i ip Morl 'y, or
Date
Washington State
Association of Counties
October 30, 2014
TO: WSAC Retro Pool & Safety Alliance Members
FROM: Eric Johnson, Executive Director
SUBJECT: Closure and Transition of the Pool and Alliance
ISSUE
WSAC staff and the Executive Committee of the Select Retrospective Rating Program and the County Workplace
Safety Alliance (also known as the WSAC Retro Pool) have been actively analyzing the program's future.
Representatives of Counties and entities that participate in WSACs' Select Retrospective Rating Program and
the County Workplace Safety Alliance Program have met several times over the course of the last year to
consider a wide range of alternatives that could impact the programs future including closing the program,
merging with another pool, contracting for third party claims administration only to a complete revamping of the
existing pool.
For three straight Retro Pool years, (2010 $263,098, 2011 $214,587, and 2012 $206,699) WSACs' Retro
Program has had a premium assessment to member counties. Putting it as succinctly as possible, claims were
greater than premiums, causing a "premium assessment ".
RCW 51.18.050 clearly states that if a:
"retrospective rating group is required to pay an additional net premium assessment in the third
consecutive coverage period, that group shall be denied future enrollment in the state's retrospective
rating plan. In addition, the sponsoring entity of the failed group may not sponsor another group in the
same business or industry category for five coverage periods from the ending date of the failed group's
last coverage period."
WSAC has been advised by representatives of the Department of Labor and Industries that they are monitoring
and aware that the WSAC Retro Pool is in the third year assessment status and is currently considered on
probation until the 2012/2013 pool year closes in 2016.
BACKGROUND
Washington's Counties have two alternatives for workers compensation costs in the state of Washington. One
is self- insurance and the other is state funded insurance. A self- insured entity is responsible for paying dollar -
for- dollar the total cost of any claim. Entities in the state funded insurance plan pay a quarterly premium to the
Washington State Department of Labor and Industries (L &I) to cover the insurance for employees workers
compensation claims. Only entities participating in the state funded insurance program have an opportunity to
participate in a Retrospective Rating Pool Plan ( Retro).
Counties Retro Pool
Retrospective Rating ( Retro) Plans are an optional program offered by L &I to allow employers the ability to
recapture a portion of their workers compensation premiums. All retro plan rules and regulations are provided
for in RCW 51 and WAC 296 -17b and are administered by the Department of Labor and Industries. The
Washington State Association of Counties (WSAC) offers a Retro Plan that can reward member counties, special
districts, cities and Regional Support Networks for maintaining a safe workplace and controlling workers'
compensation costs. Depending on the plan year, if the group's claims costs are low, participants in that year
can recoup refunds of premiums paid to L &I. However, if the group's claims costs are high, additional premiums
may need to be paid to L &I.
Since its inception in 1986, the WSAC Retro Plan members have received more than $4.9 million in refunds from
L &I - an average of 10% of the group's standard premiums. It was generally believed by WSAC Retro Program
members that the WSAC Retro Plan would continue to grow and provide ongoing savings for participating
members. However, for a relatively small pool this may not be true and in fact under new guidelines, may not
be possible.
County Workplace Safety Alliance (CWSA)
The CWSA allows members to realize the benefits of claims management and loss prevention services through
a group purchase. Some counties opt out of the Retro Plan but utilize CWSA services to improve workplace
safety and reduce costs. Other members use the services of CWSA to help them reduce losses and re- qualify
for retro plan years and potential refunds. CWSA membership was a requirement for any employer wishing to
participate in the WSAC Retro Plan.
Historic Member Benefits
• Protection of Group Participation. The Retro Plan has reduced risk by establishing a reserve account to
help offset assessment years.
• Training is offered at no extra cost to members and is available on -site and at regional meetings
throughout the year.
• Conferences. The WSAC Retro Program offers an annual conference each year to members at no
additional fee. The conference offers members an opportunity to network and share ideas, participate in
training, as well as hear industry experts discuss current labor and industries issues.
• Program Coordinator. Washington State Association of Counties employs a Retro Program Coordinator
to liaison between member agencies and the Department of Labor and Industries. The Coordinator
provides current news updates and serves as a resource for member questions.
• Promoting safe work environments to minimize accidents and injuries;
• Encouraging early return -to -work efforts;
• Serving as a forum for developing and sharing best practices and for purchasing services to promote
safety and reduce costs;
• Claims management services;
• Speeding the processing of claims /payments to employees;
• Preventing abuse of the program; and
• Providing customized training to members based on their work environments.
Financial Aspects
Members pay an enrollment and service fee of 6 percent of their quarterly L &I premiums to a third -party
administrator (Sedgwick Claims Management Services) to participate in both the CWSA and the Retro Pool.
This fee is in addition to the workers compensation premium paid to L &I.
As of May, 2014 all funds available in the Retro reserve account were expended to pay for most of the 2012
assessment balance. The remaining balance was billed to the members of that pool year. The pool currently
has a zero balance.
ACTIVITY LEADING UP TO CLOSURE
As part of the annual Goals and Actions for 2013, WSAC initiated an RFP for administrator services for its Retro
Program. In identifying potential vendors, WSAC staff, with the input from Retro Program Advisory board
members, approached the Association of Washington Cities with the potential to provide Retro program services
to WSAC, including merging or assuming WSACs' Retro Program.
On March 24, 2014, WSAC staff met with AWC staff to receive and review a proposal for AWC to assume
Counties Select Retrospective Rating Program and County Workforce Safety Alliance and in turn, briefed WSAC
Retro Pool Executive Committee members.
On May 13, 2014, WSAC retro pool members met to receive a presentation from Association of Washington
Cities' staff. After discussion, WSAC Retro Pool members provided a counter proposal to AWC for consideration
which, in general was accepted by AWC.
On August 8, 2014, WSAC received notification from AWC that their Retro Board had agreed, with certain
parameters, to assume the Counties Select Retrospective Rating Program and County Workforce Safety
Alliance.
On September 3, 2014, representatives of the WSAC Retro Program Counties concurred that accepting the
AWC proposal was in the best interest of the Counties, and to recommend to the WSAC Board of Directors to
initiate termination of the WSAC Retro Pool and Safety Alliance, and complete negotiations with AWC to
transition member counties interested in services to AWC.
On September 19, 2014, the WSAC Board of Directors concurred with the program members and voted to initiate
termination of the WSAC Retro & Safety Alliance Program and directed WSAC staff to work with the Association
of Washington Cities to transition member counties interested in their services and pool.
Washington State
Association of counties
Resolution # 2014 -24
WHEREAS, The Washington State Association of Counties has managed a Select Retrospective Rating
Program and the County Workplace Safety Alliance Program to benefit member counties since 1986; and
WHEREAS, Since 1986, the Select Retrospective Rating Program provided over $4.8 million in refunds; and
WHEREAS, For three straight Retro Pool years, (2010 $263,098, 2011 $214,587, and 2012 $206,699)
WSACs' Retro Program has had a premium assessment to member counties, and
WHEREAS, RCW 51.18.050 clearly states:
"retrospective rating group is required to pay an additional net premium assessment in the third
consecutive coverage period, that group shall be denied future enrollment in the state's retrospective
rating plan. In addition, the sponsoring entity of the failed group may not sponsor another group in the
same business or industry category for five coverage periods from the ending date of the failed group's
last coverage period. "; and
WHEREAS, WSAC staff, with the input from Retro Program Advisory board members, approached the
Association of Washington Cities with the potential to provide Retro program services to WSAC, including
merging or assuming WSACs' Retro Program; and
WHEREAS, The Association of Washington Cities (AWC) has provided the proposed framework for assuming
WSACs' Select Retrospective Rating Program and the County Workplace Safety Alliance Program; and
WHEREAS, representatives of counties participating in the WSAC Select Retrospective Rating Program and
the County Workplace Safety Alliance Program Retro Program recommend accepting the AWC proposal and
recommend to the WSAC Board of Directors to initiate termination of the WSAC Select Retrospective Rating
Program and the County Workplace Safety Alliance Program and complete negotiations with AWC to transition
member counties interested in services to AWC.
NOW THEREFORE, BE IT RESOLVED, that the WSAC Board of Directors approve the termination of the
WSAC Select Retrospective Rating Program and the County Workplace Safety Alliance Program; and
BE IT FURTHER RESOLVED, that the WSAC Board of Directors direct staff, working with the advice of the
Retro Program officers, complete negotiations with AWC to transition member counties interested in services
to AWC; and
BE IT FURTHER RESOLVED, the WSAC Board of Directors authorizes the Association of Washington Cities
to assume all rights to the use of the "Safety Alliance" name for agreed upon period and cost; and
BE IT FURTHER RESOLVED, the WSAC Board of Directors express our sincere appreciation to the
Association of Washington Cities for their partnership and cooperation.
Approved by the Board of Directors of the Washington State Association of Counties on September 19, 2014
Helen Price Johnson, WSAC President
S hanie Wright, WS C Secretary Treasurer
Washington State
Association of Counties
October 15, 2014
Clark Coyer
Vice President Client Services
Sedgwick CMS
220 W Mercer St, Ste W 300
Seattle, WA 98119
Dear Mr. Coyer:
This letter serves as the Washington State Association of Counties' official 60 -day termination notice of the
Service Agreement for Administration of A Claims Program, effective December 15, 2014.
Per section 6c of the agreement, I am requesting the following to close out the contract and transition
outstanding items back to WSAC:
Hard copy files and /or electronic files maintained by Sedgwick CMS for qualified claims organized
by member.
Hard copy files and /or electronic files maintained by Sedgwick CMS for the retrospective rating
program.
WSAC is disbanding the Retrospective Rating Program and Safety Alliance effective December 15, 2014.
Therefore, responsibility for the elements contained within the scope of work after December 15, 2014 will be
transferred back to respective program members.
On behalf of WSAC and the members of the Retro Program and Safety Alliance, I would like to thank
Sedgwick for administration of this program since July, 2004. The retro program is clearly in difficult times
wish you the best as you meet the challenges ahead.
Sincerely,
Y
Eric Johnson
Executive Director
Cc: Karlyn Shannon, WSAC
Casey Sparber, Sedgwick
Retrospective Rating and Safety Alliance Program Members: Asotin County, Columbia County, Douglas
County, Ferndale School District, Franklin County, Garfield County, Grays Harbor County, Jefferson
County, Klickitat County, Lincoln County, Mason County, Okanogan County, Pacific County, Pend
Oreille County, Skagit Conservation District, Skamania County, Thurston County, Tacoma Pierce
County Health District, Wahkiakum County, and Whitman County
Washington Counties Building 1 206 Tenth Ave SE I Olympia, Washington 98501 -1211 1 Phone: 360.753.1886 1 Fax: 360.753.2842
www.wacounties. orQ /wsac
It's all about service
In April 2013, AWC's Retro program took administration in- house. We work with
you to reduce the frequency and severity of workplace injuries, and we help
you get your injured employees back to work quickly.
• Complete management of all LEtI claims
• On site loss control and risk management consultation
• Assistance with safety programs and incident review
• Online access to all materials relating to your individual city /town LEtI
claims
• Free regional trainings and Certified Safety Coordinator Program
• Management of return to work or light duty programs
• Potential premium refund management and distribution
Building on success
Members in AWC's Workers' Comp Retro Program have seen positive results with
their retro premium refunds from the state. We are building on this success
by continuing to focus on injury prevention, claims management, and annual
member training.
Cost savings
Sometimes, having someone help you is just what you need. In just nine
months of 2014, the Retro team has helped AWC Retro members receive over
$600,000 in reimbursements from L&I's Stay at Work program. And we're just
getting started!
Governed by cities
Seven employees from member cities comprise AWC's Retro Advisory
Committee. They provide input on the operations of the program. The AWC
Board of Directors Executive Committee is the final decision making body for
the Retro program.
Member training
Ensuring your workplace is as safe
as it can be is essential. AWC's Retro
program gives members the training
they need to get and keep things
safe. Our Retro Safety Academy is
offered throughout the year, and it's
free for members. Upcoming dates
include:
• October 23, Marysville
October 24, Olympia
Management's role in safety, How
accidents happen, Safety audit Et
hazard assessment
• November 13, Marysville
November 14, Olympia
Leading safety discussions,
Accident investigation, Preparing
for a DOSH inspection
• December 11, Marysville
December 12, Olympia
Office ergonomics Et safety,
Leverage your lift, Safety
committees
Working for you
AWC Retro staff provides members
with the very best in safety training,
loss control, and claims management.
Find out how we can help you save
on your LEtI costs and potentially
qualify for premium refunds.
M'.��.:� 1076 Franklin Street SE, Olympia, WA 98501
1- 800 - 562 -8981 • 360 - 753 -4137
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