HomeMy WebLinkAbout029 03STATE OF WASHINGTON
County of Jefferson
In the Matter of establishing a Policy on
the Complaint Review and Enforcement RESOLUTION NO 29-03
WHEREAS, Jefferson County enacts local codes and ordinances to protect the
public health and welfare of County residents and it is necessary to enforce these locally
adopted codes and ordinances in order to achieve compliance with the public policy embodies
with these regulations; and,
WHEREAS, the County realizes that in the course of enforcement and compliant
investigations, employees may encounter circumstances that require the employee to make
decisions on how to proceed that could have the potential to impinge on a property owners
privacy and/or property rights; and,
WHEREAS, the County desires to provide employees with specific instructions
on what is expected of them in the performance of their duties with respect to enforcing the
provisions of Jefferson County's regulatory ordinances and how to conduct themselves when
approaching a potential violation, when conducting an investigation or responding to a citizen
complaint.
NOW, THEREFORE, BE IT RESOLVED, by the Board of County Commissioners
that they hereby approve the Jefferson County Policy on Complaint Review and Enforcement
as Attachment A which is hereby incorporated as part of this resolution.
BE IT FINALLY RESOLVED, that this Policy on Complaint Review and
Enforcement will be reexamined for applicability and desired outcomes in July of 2004.
APPROVED AND ADOPTED this 2 3rd day of June , 2003.
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Lorna Delaney, CMC
Clerk of the Board
JEFFERSON COUNTY
BOARD OF MISSIONERS
D n Titterness, Chair
Glen Hun
Vacant
3rd District Commissioner
RESOLUTION NO. 29-03
ATTACHMENT "A"
JEFFERSON COUNTY
POLICY ON COMPLAINT REVIEW & ENFORCEMENT
POLICY STATEMENT: It is the policy of Jefferson County to enforce locally adopted
codes and ordinances in order to achieve compliance with the public policy embodied
within the regulation.
Jefferson County employees, in carrying out this policy, will respect the privacy and
property rights of citizens and will work with the alleged violation to find an amenable
administrative solution before punitive measures are initiated.
SECTION 1.0 — Subject
This policy details the policies to be followed by all Jefferson County departments when
responding to complaints and enforcing provisions of Jefferson County's Regulatory
Ordinances as these regulations apply to all persons, and/or entities.
SECTION 2.0 — Purpose
A policy to provide general guidelines for responding to citizen complaints, basic
enforcement procedures for complaint abatement, and how to proceed in the
occasional instance when the County must seek damages from an individual or other
entity, if it is found that there is a clear and present violation of applicable codes.
2.1 Goal: Code compliance rather than punitive measures are the goal. Jefferson
County intends to achieve Code compliance through education rather than
punitive measures. Employees dealing with violations will seek all possible
recourse BEFORE issuing a ticket for a civil infraction.
2.2 General Guidelines: Jefferson County commits to the following guidelines
when approaching a potential violation:
a) Respect the rights of private property when conducting an investigation.
b) Respect "No Trespassing" notices.
c) Conduct interviews concerning potential violations at a neutral site.
d) Review and affirm validity of each case before beginning a full-scale field
investigation. Field inspection will include, to the greatest degree possible,
use of the telephone and mail in lieu of site visits.
e) Use a friendly and helpful approach using good common sense and
reasoning.
SECTION 3.0 — Affected Offices and Departments
3.1 Jefferson County offices and departments responsible for enforcement of
Jefferson County codes, ordinances and regulations, and/or applicable State of
Washington laws administered at the local level, except uniformed law
enforcement personnel.
SECTION 4.0 — References
Policy on Complaint Review and Enforcement Page 1 of 5
RESOLUTION NO. 29-03
ATTACHMENT "A"
4.1 Jefferson County Code, ordinances and regulations
4.2 Revised Code of Washington
4.3 Washington State Administrative Code
4.4 Washington State Constitution
4.5 United States Constitution
SECTION 5.0 — Definitions
5.1 The County: The municipal corporation known as Jefferson County, Washington
State and/or its agencies, divisions, departments, employees, representatives
and agents.
5.2 Emergency Complaints: Include any report of an incident where significant
damage, severe injury or death has occurred or is imminent if the situation is not
corrected immediately.
5.3 Enforcement Authority: The person(s) assigned responsibility to bring final
closure to cases of documented code violation and for non-compliance with
Notice and Order to Correct Violation or failure to fulfill the terms and conditions
of Correction Agreements. The Enforcement Authority and the Enforcement
Officer may be the same person or persons.
5.4 Enforcement Officer: The person(s) authorized to enforce and utilize the
provisions of Title 7 RCW, any other applicable state law, state regulation or
Ordinance of this County. The Enforcement Officer may also be the
Enforcement Authority unless the circumstances, statutes or regulations dictate
otherwise.
5.5 Offices and Departments: For the purpose of this policy, this shall include all
Jefferson County departments, their divisions, subdivisions, ancillary offices, and
employees.
5.6 Reviewing Department: Shall mean the department, and its employees, under
whose jurisdiction and responsibility the code, ordinance or regulation, which is
alleged to be violated, is administered.
SECTION 6.0 — Complaint Review and Enforcement
6.1 Complaint or Report Receipt: Most suspected violations are reported to
County departments by telephone calls or letters. The inspector or person
receiving the complaint should determine if it falls under their department's
jurisdiction and if it does not, the receiving department shall take all reasonable
steps to refer the reporting party to the correct agency, division or department of
the County.
6.1.1 Complaint must be recorded onto a sequentially numbered Jefferson
County Complaint Form. Record the following information:
i) Date and time the complaint is received
ii) Type of complaint
iii) Name, address, zip code, and phone number of the reporting party
6.1.2 Emergency and confidential complaints or reports require special
consideration and handling.
Policy on Complaint Review and Enforcement Page 2 of 5
RESOLUTION NO. 29-03
ATTACHMENT "A"
6.2 Confidential Complaints: It is the policy of Jefferson County to accept and
evaluate complaints received from confidential reporting parties.
6.2.1 The name of the confidential informant or confidential reporting party
must be revealed to the County employee, however, the name and
information from confidential reporting parties will not be shown in the
complaint file, but shall be kept in a separate data file that can be cross-
referenced.
6.2.2 Jefferson County shall not act on complaints received from anonymous
reporting parties.
6.3 Complaint Review and Referral: Program staff will respond only to a reported
or suspected violation of code, ordinance or regulation within their area of
jurisdiction. Certain complaints or reports will need to be referred to other
agencies or County Departments with primary responsibility for that type of
complaint.
6.4 Complaint Type Determination
All complaints shall be reviewed and a determination made that they are an
emergency or other type of complaint.
6.4.1 Emergency Complaints or Reports include any report of an incident
where significant ecological damage, severe injury or death has occurred
or is imminent if the situation is not corrected immediately.
i) If the complaint is determined to be an emergency, the supervisor
will handle it.
6.4.2 Other Complaints or Reports - If the complaint or report is determined
by the supervisor or program lead to be a non -emergency, it will be
assigned to the appropriate staff member for follow-up.
i) Appendix "B" includes complaint referral and contact information for
related federal, state and local agencies.
6.5 Complaint Coordination: Many complaints received by County Departments will
involve multiple issues and require coordination with another agency.
6.5.1 If the complaint involves a situation handled by another jurisdiction,
i) The reporting party should be told to whom we are forwarding the
complaint, and be given a contact person and telephone number.
ii) Record information given to reporting party from first bullet on the
complaint form
iii) Staff must advise the contact at the other jurisdiction of any known
or potentially hazardous situation regarding the complaint.
iv) The complaint should then be logged -off the complaint database as
"forwarded."
6.6 Site Inspection: The purpose of the site inspection is to document facts related
to the complaint.
Policy on Complaint Review and Enforcement Page 3 of 5
RESOLUTION NO. 29-03
ATTACHMENT "A"
6.6.1 Jefferson County picture ID must be worn AT ALL TIMES when employee
is in the field. The ID should be visible to the citizenry or shown to them if
requested.
6.6.2 County staff shall always attempt to contact the property owner or
custodian by phone before conducting a site visit, unless the violation is a
clear and compelling risk to public health and/or safety.
6.6.3 In all cases, an inspection can occur only after:
i) Obtaining consent (preferably in writing on a Consent form) from a
responsible party (owner or tenant), or
ii) Making observations from a location where the inspector may
legally be without consent, or from a place he/she has consent to
be, or
iii) With a search warrant signed by a judicial officer
6.7 Post -Inspection Documentation
6.7.1 Inspection Report - The inspection report is often the most important
piece of evidence in a complaint investigation.
i) The inspection report should include each and every piece of
information, evidence, observation, or item that might someday be
taken to court in order to prove that the violator did in fact violate a
State law, regulation or local ordinance. For this reason always err
on the side of being overly inclusive and detailed rather than being
brief or omitting items.
6.8 Administrative Enforcement: First step in the enforcement process for non-
emergency compliance.
6.8.1 Warning Letter: A warning letter is appropriate in situations where:
i) There is no clear evidence of a violation
ii) The violation warrants education rather than enforcement
iii) The offense is the first for the violator and does not constitute a
public threat
6.8.2 Notice and Order to Correct Violation (NOCV): Upon verification of a
violation as the result of a site inspection, the inspector shall issue a
written Notice and Order to Correct Violation, unless the violating party
has entered into a Compliance Agreement. The NOCV will outline the
necessary corrective action and will detail a timeframe for corrective
action to be completed. The violating party may enter into a Compliance
Agreement to satisfactorily abate the violation.
6.8.3 Compliance Agreement: The reviewing department and the violating
party may enter into a Compliance Agreement following a full inspection.
The Compliance Agreement fulfills all the requirements of a Notice and
Order to Correct Violation (NOCV.)
6.9 Legal Enforcement: Second step in the enforcement process for non-
emergency complaints.
Policy on Complaint Review and Enforcement
Page 4 of 5
RESOLUTION NO. 29-03
ATTACHMENT "A"
6.9.1 Enforcement Authority or Enforcement Officer: Cases not resolved at
the administrative level will be turned over to the Enforcement Authority
who is responsible for follow-up and preparing the case of eventual
adjudication or the Enforcement Officer if circumstances so dictate. The
Enforcement Authority or Enforcement Officer will work with the reviewing
department to prepare and document the violation case in a manner that
would prepare and organize the case for possible litigation in a court of
competent jurisdiction, should such a course of action be needed. The
case may be referred, if all other routes to obtain enforcement or
compliance have failed, to the Office of the Prosecuting Attorney for
possible criminal or civil prosecution should the Prosecuting Attorney, or
his or her designated Deputy, at their complete discretion, determine
litigation is necessary or proper.
6.9.2 Code Infraction Coordination: The Enforcement Authority shall from
time to time coordinate among various affected departments review of
alleged or documented infractions to assure a coordinated and systematic
approach is used in violation abatement.
6.9.3 Coordination Meeting: The Enforcement Authority or Enforcement
Officer shall convene at least quarterly a meeting of representatives from
the reviewing departments, the Office of the Sheriff, the Office of the
Prosecuting Attorney, the Risk Manager and other appropriate parties to
review code enforcement and compliance issues.
6.9.4 Letter from the Prosecuting Attorney: The Prosecuting Attorney, or his
or her designated Deputy, may, at his or her complete discretion, write a
letter to the person or entity that is allegedly in violation which outlines the
consequences of not coming into compliance.
6.9.5 Notice of Civil Infraction (Ticket): The Enforcement Authority and/or the
Enforcement Officer shall have the authority to issue a Notice of Civil
Infraction (also known as "ticketing" a person or entity for code violations
in compliance with adopted policy and procedures.) Should a Notice of
Civil Infraction be tried before a court of competent jurisdiction, the
presence of a Deputy Prosecuting Attorney at said trial will be optional.
6.9.6 Other Legal Enforcement Options: All lawful enforcement options,
including judicial solutions, may be used to enforce state law or regulation
or any local Ordinance, the use of same to be at the full discretion of the
Prosecuting Attorney, or his or her designated Deputy.
SECTION 7.0 - Conflicts
To the extent that this "Policy on Complaint Review and Enforcement" conflicts
with any portion, section, language or term of any state law or regulation or any
local Ordinance, then the applicable portion, section, language or term of that
law, regulation or Ordinance shall prevail and be controlling. This section makes
pre-eminent any applicable laws, regulations and/or Ordinances whether they
are enacted or adopted before or after this Policy "becomes an official policy of
Jefferson County."
Policy on Complaint Review and Enforcement
Page 5 of 5