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STATE OF WASHINGTON
County of Jefferson
In the Matter of Establishing
A Special Revenue Fund for the
Purpose of the DASA Stipend Program
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RESOLUTION No.l12-97
WHEl&AS, the State Division of Alcohol and Substance Abuse (DASA) has held
each County responsible for managing the expenditure stipend funds for rehabilitation services
for indigent chemically dependent adults whose chemical dependency prevents them from
maintaining gainful employment, and would benefit from treatment; and,
WHEl&AS, the attached STIPEND MANAGEMENT MANUAL outlines the
program's purpose, descriptions and procedures; and,
WHEREAS, DASA has changed the magnitude and method in which these funds
will be managed, requiring County agencies to provide beginning fund amounts from existing
Substance Abuse budgets: and,
WHEREAS, the Jefferson County Alcohol/Drug Center, a Division of the
Jefferson County Health and Human Services Department has $1,400.00 in it's beginning/ending
fund balance that can be used for this purpose,
NOW THEREFORE BE IT RESOLVED, that the Board of County Commissioners
of Jefferson County have determined that it is the best interest of Jefferson County that a DASA
Stipend Fund be established and all revenues and expenses relating to the DASA Stipend Fund
be processed through such fund,
BE IT FURTHER RESOL VElJ, that the County Treasurer is hereby authorized to
establish a fund known as the DASA Stipend fund (#386) with $1,400,00 received from the
Jefferson County Health and Human Services Department. The County Auditor is hereby
authorized to disburse funds from the established cash balance of said account as directed by the
Board of coun::~::::o~:: :::::::d;lof ð i:- ' 1997.
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(. :->~.~~-..>' \ B OF CO SSIO
~ [ , "; '.> ,. Damel Harpole, Merob
Lorn~~, CMC 7
Clerk of the Board
~ VOL
23 . .~:.r 748
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MANUAL FOR IMPLEMENTATION OF ADATSA LIVING
STIPEND MANAGEMENT
8
I.
Historical Perspective
When ADA TSA was created in 1987, its main goal was to provide treatment and
rehabilitation services for indigent chemically dependent adults whose chemical
dependency prevents them from maintaining gainful employment and would
benefit from treatment.
ADA TSA outpatient treatment was designed to provide sobriety maintenance
skills, re-entry counseling and vocational support services. An individual eligible
for these services must have been assessed and referred by an ADATSA
Assessment Center.
Each ADA TSA outpatient treatment patient is eligible for a living stipend.
Although not considered an entitlement, the Community Service Offices (CSO)
have been responsible for issuing the living stipend. Meanwhile, the Division of
Alcohol and Substance Abuse (DASA) has held each county responsible for
tracking the expenditure of living stipend funds.
t
Issues concerning the timeliness of living stipend benefits arrIVIng at the
outpatient treatment provider have been problematic throughout ADATSA's
existence. Staff from DASA teamed with county representatives from the
Association of County Human Services (ACHS) to look at ways to improve this
part of the ADA TSA system. A pilot was established and tested which gave
several counties the living stipend funds directly. The pilot's biggest success was
for the patients, who now received their living stipend when it was needed.
The management of the living stipend funds will be the responsibility of each
county beginning with the 1997 - 1999 county contracted statement of work.
II.
Benefits Related to County Management of Living Stipend Funds
A.
Stipend funds are imn1ediately available for patients.
B.
Increased funding flexibility; funding is interchangeable except federal
outpatient treatment funds can not be used for living stipends.
1.
Increased assessments.
...,
Enhanced employment overlay.
,)
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III.
3.
Funding sources are interchangeable except federal outpatient
treatment funds can not be used for living stipend.
, ~
C.
Eliminates continual "telephone tag" with cso.
D.
Creates incentive for patient to find employment.
E.
Teaches patient how to budget.
F.
Increased administration funding for counties.
County's New RoleIDuties
A.
Contract for living stipend management in addition to outpatient treatment
with an employment overlay.
B.
Manage living stipend funds.
1.
Provide subcontractor's with living stipend funding equal to two
months worth of stipends based on number of treatment slots
provide'r has using working capital advance funds.
a.
Funds for living stipends must be available
subcontractors for disbursement on first of each month.
.
to
b.
Working capital advance available from DASA at the
beginning of each biennium. Amount of advance is equal
to amount of two month's reimbursement.
c.
Quick turnaround time by DASA results m no financial
hardship for county.
2.
Reconcile stipend funding monthly on invoice from subcontractor.
..,
-'.
Reimburse subcontractor on a monthly basis so stipend funding
reserve account is replenished to amount sufficient to cover two
months worth of stipends.
4.
Obtain a list úom subcontractor that states patient identification
code and amount of stipend each patient received each month.
This list will be attached to monthly A-19 form each county
submits to DASA.
.
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c.
II
Obtain reimbursement from DASA.
1.
Complete A-19.. including amount stipend funds that were
disbursed.
2.
Attach list that outlines amount of stipend each patient received
(See Section II.B(4) above).
IV.
CSO's New RolelDuties
A.
B.
Issue medical cards.
Issue food stamps.
1.
Subcontractors must send protective payee agreement to CSO if
amount of stipend patient receives is less than $339 (See page 28).
c.
NO involvement by CSO with stipend determination regardless of
employment status.
v.
Subcontractors' New RolelDuties
A.
e
B.
,
Continue as outpatient treatment provider.
1.
Patients may receive up to 90 days of outpatient treatment within
each two year eligibility period, unless an exception to policy is
approved.
2.
Must have patient complete release of information to referring
ADA TSA assessment center at time of admission into outpatient
treatment.
3.
Each patient must still be evaluated at intake to determine the level
of primary treatment, sobriety maintenance/re-entry services and
vocational services required.
4.
Services shall be delivered in accordance with a plan based on the
information obtained during the intake process.
Continue providing employment overlay.
1.
Ensure the provision of employability assessments as well as job
seeking motivation and vocational assistance services.
Manual for Implementation of ADA TSA Living StIpend Management
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c.
Continue to report each admission and each discharge to the referring
ADA TSA Assessment Center in writing within five days of discharge
using DASA approved ADMISSION/DISCHARGE VERIFICATION
FORM (DSHS 14-312).
(~
D.
Expanded duties for protective payee overlay.
1.
Establish separate checking account for living stipend funds.
2.
Establish fiscal protocols to manage and track living stipend funds.
a.
Use of stipend funds for the protective payee's personal or
business use is a crime.
b.
Protective payees have the responsibility to assure that the
. stipend is spent on behalf of the patients.
c.
Maintain a simple accounting record is required and must
be maintained for each patient that records check number,
who check was written to, for what purpose and amount of
check.
8)
d.
Administrative costs incurred in the performance of
protective payee duties (checking account fees, postage,
etc. ) is included in the treatment contract and is not be
taken from the patient's living stipend.
3.
Reconcile living stipend fund~ monthly (See attached sample
invoice form and back-up information sheet).
4.
Send a copy of protective payee agreement to CSO if amount of
living stipend patient receives is less than $339 a month (See page
28).
5.
The patient retains primary responsibility for reporting changes
which may affect eligibility to CSO.
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6.
Guidelines regarding living stipend allocation.
"
a.
b.
e
6.
t.
Patients participating in ADA TSA outpatient treatment
may receive ]J12..1Q $339.00 per month, up to a maximum of
$1,017 during the three months of outpatient treatment. If a
patients starts at a time other than the first of the month, the
patient's account will be credited for $339.00 with
disbursement typically being pro-rated by days remaining
in month. .
Living stipend funds are for the purpose of providing
ADATSA outpatient treatment patients.with basic needs for
food, shelter, utilities, clothing and personal care items.
The protective payee (P-P) has the authority and
responsibility to make decisions about the expenditure of
living stipend funds. Furthermore, the P-P can pay for
costs to support a patient in hislher recovery. (See attached
Guidelines for Stipend Expenditures).
c.
Housing and utility payments should be disbursed in the
form of a check to the landlord or utility company upon
presentation of a bill or invoice. Remaining funds can be
disbursed to the patient to be used for personal needs at the
discretion of the P-P depending upon the degree of patient
recovery. Patients may receive up to $40.00 per month for
personal incidentals. Remaining funds, if any, may be
disbursed to the patient to cover other basic needs once the
patient has provided a receipt but at no point shall the total
disbursed exceed $339.00 per month.
d.
If a patient goes to work during the course of ADA TSA
outpatient treatment, stipend funds may still be available to
the patients to support hislher employment re-entry or
education pursuits (i.e. work boots, uniforms, books, etc.).
Stipend funds may be adjusted down in relationship to need
and incentives (See attached form, instructions and
sample).
Determine amount of living stipend funds each patient receives.
a.
Protective Payee Agreement form completed by counselor
and patient (See attached form and sample).
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b.
Stipend Funds for Patients who are Employed fonn
completed by counselor with patient (See attached fonn,
instructions and sample).
~~
VI.
Steps to Implementation
A.
B.
VII.
Evaluate current ADA TSA system to detennine if the structure,
communication netWorks and level of accountability will allow for smooth
implementation. If not, make necessary adjustments during
implementation.
Review resource materials; draft policies/procedures and revise fonns to
accommodate specific county situations.
c.
Establish communication netWorks (i.e. coordination meetings, memos, e-
mails, etc.) to infonn all parties (CSO, treatment providers, assessment
center, county staff and DASA regional administrators) of program
changes and expectations of each party.
D.
Assure more than one person is familiar with each aspect of living stipend
management in the event of staff turnover.
E.
Designate a "trouble-shooter" at county to problem solve and to coordinate
resolution of issues that :will come up.
.
Policies
A.
Transfer Policy and Procedures (See attached).
B.
Unexcused Absences Policy (See attached).
VIII. Program Evaluation
IX
A.
Patient Satisfaction Survey (See attached sample survey tool).
Common(v Asked Questions
A.
Q.
"W11O benefits from this change?"
.
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B.
.e.
t
A.
Q.
A.
c.
D.
The patients benefit the most as they no longer have to wait for
their living stipend checks, creates an incentive for the patient to
find employment and teaches the patient how to budget. Also,
ADA TSA counselors benefits because they no longer have to
spend time contacting the CSO office trying to locate living
stipend checks.
"Doesn't this change mean more work for the county and
provider?"
No (and maybe!), depending on the financial system and contract
mechanism a county uses, it is estimated that county fiscal staff
spend no more than five additional minutes reconciling monthly
billing invoices from providers and noting the living stipend total
on the A-19. While providers may spend additional time
completing the protective payee fonn with the patients each month,
counselors in the pilot counties indicated they are actually saving
time because they no longer have to continually call the CSO or
deal with hostile patients waiting for their living stipend checks.
Q.
"Is the patient entitled to the full $339.00 each month?"
A.
No, ADATSA is not an entitlement program. Therefore,
ADATSA patients are not entitled to $339.00 a month. Patients
nw:: receive up to $339.00 per month for basic needs including
food, shelter, utilities, clothing and personal care items (see
Section IV.C(S)). If these costs are less than $339.00, remaining
funds can be used for other purchases that will support the patient's
recovery, re-employment or education pursuits.
Q.
"What about patients who only participate in a partial month of
treatment?"
A.
The patient living stipend can be pro-rated according to date
patient starts treatment. To detennine the pro-rated amount, divide
$339 by number of days in month and then multiple by number of
days patient will be in treatment. In no case should a patient
receive no than $1,017.00 during the three months a patient is in
ADA TSA outpatient treatment? (See second sample of a
completed protective payee agreement)
Manual for Implementation of ADA TSA Living Stipend Management
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E.
F.
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Q.
"What can living stipends be spent on?"
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A.
Living stipends must used to provide patients with basic needs
such a food, , shelter, utilities, clothing and personal care items.
Other appropriate expenditures are those that will assist the patient
in maintaining their sobriety and/or become employed (See
"Guidelines for Stipend Expenditures" policy).
Q.
"How can counties give subcontractors funds to disburse on July
I st to ADA TSA patients when counties won't get their biennial
working capital advances until after the first A-19 is submitted?"
A.
The working capital advance is not reconciled with the state at the
end of each biennium (at least not since the end of the '85 - '87
biennium). In essence, the working capital advance is "rolled
over" into the following biennium, with periodic adjustments to
account for increases in contract awards. No policy change is
foreseen for the '97 - '99 biennium, thus you should have your
advance available to disburse to your subcontractors on July 1st.
e
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Alcoholism and Drug Addiction Treatment a.nd Support Act (ADA TSA)
Outpatient Services and Living Allowance - Pilot
Division of Alcohol and
Substance Abuse
I-Allocates money for
Treatment and
Living Expenses
CONTRACTS
WITH
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,
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COUNTY
- AuChotizes L.Mng ADa.vanœ
. Authorizestr8ltment doðIrs
- Moniors tratmen prog~
PROVIDES
OR
CONTRACTS
WITH
Client
,
CSO
Financial Services
...
-
,
CSO
Social Services
...
Assessment
Center
...
Outpatient
Chemical Dependency
Treatment Services
- OLItpatient
VOL
23 :A~ç 757
- Determines financial eligibility
- Authorizes Medical for ADA TSA
outpatient clients
Screens and refers to Chemical
Dependency Assessment Center
- Determines clinical eligibility
- Notifies CSO to initiate benefits
and refers to treatment
- Provides treatment
- Monitors progress
- Protective payee for client
. - Administers living allowance
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